Avantax Advisory Services, Inc. Lmp Capital & Income Fund Inc. Transaction History

Avantax Advisory Services, Inc.

$11.1 Billion
Q1 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 Apr 28, 2023	SELL	$11.4 - $12.98 $39,900 - $45,430	-3,500 Reduced 16.26%	18,025 $220,000
Q4 2022 Feb 13, 2023	SELL	$11.1 - $13.04 $36,885 - $43,331	-3,323 Reduced 13.37%	21,525 $259,000
Q3 2022 Nov 01, 2022	SELL	$10.95 - $14.11 $25,721 - $33,144	-2,349 Reduced 8.64%	24,848 $280,000
Q2 2022 Aug 02, 2022	SELL	$11.82 - $14.8 $46,830 - $58,637	-3,962 Reduced 12.72%	27,197 $335,000
Q1 2022 Apr 27, 2022	SELL	$13.5 - $15.15 $19,170 - $21,513	-1,420 Reduced 4.36%	31,159 $455,000

Q4 2021 Jan 24, 2022	SELL	$13.76 - $15.2 $12,728 - $14,060	-925 Reduced 2.76%	32,579 $495,000
Q3 2021 Oct 21, 2021	BUY	$13.7 - $14.77 $38,853 - $41,887	2,836 Added 9.25%	33,504 $461,000
Q2 2021 Jul 29, 2021	BUY	$12.79 - $14.86 $14,068 - $16,346	1,100 Added 3.72%	30,668 $442,000
Q1 2021 May 13, 2021	SELL	$11.37 - $12.87 $21,603 - $24,453	-1,900 Reduced 6.04%	29,568 $374,000
Q4 2020 Jan 22, 2021	BUY	$9.7 - $12.04 $44,600 - $55,359	4,598 Added 17.11%	31,468 $366,000
Q3 2020 Oct 14, 2020	BUY	$9.88 - $11.24 $70,187 - $79,848	7,104 Added 35.94%	26,870 $275,000
Q2 2020 Aug 06, 2020	BUY	$7.5 - $11.09 $900 - $1,330	120 Added 0.61%	19,766 $198,000
Q1 2020 Apr 30, 2020	SELL	$6.01 - $15.85 $12,188 - $32,143	-2,028 Reduced 9.36%	19,646 $157,000
Q4 2019 Feb 14, 2020	SELL	$13.58 - $15.54 $59,969 - $68,624	-4,416 Reduced 16.93%	21,674 $338,000
Q3 2019 Nov 08, 2019	BUY	$13.12 - $14.42 $137,025 - $150,602	10,444 Added 66.75%	26,090 $366,000
Q2 2019 Aug 06, 2019	BUY	$12.64 - $13.64 $197,765 - $213,411	15,646 New	15,646 $212,000

Others Institutions Holding SCD

# of Institutions

42

Shares Held

4.17M

Call Options Held

0

Put Options Held

0

Raymond James & Associates St Petersburg, FL

898K
Shares

$13.9 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

863K
Shares

$13.4 Million
0.02% of portfolio
Advisors Asset Management, Inc. Monument, CO

634K
Shares

$9.85 Million
0.19% of portfolio
Morgan Stanley New York, NY

444K
Shares

$6.9 Million
0.0% of portfolio
Aristides Capital LLC Ottawa Hills, OH

244K
Shares

$3.79 Million
1.73% of portfolio

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

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