Baird Financial Group, Inc. Arrow Mark Financial Corp. Transaction History

Baird Financial Group, Inc.

$47.3 Billion
Q1 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 14, 2020	BUY	$13.85 - $18.1 $152,557 - $199,371	11,015 New	11,015 $246,000
Q1 2020 May 14, 2020	SELL	$10.11 - $22.68 $98,077 - $220,018	-9,701 Closed	0 $0
Q4 2019 Feb 14, 2020	BUY	$22.02 - $23.45 $8,653 - $9,215	393 Added 4.22%	9,701 $216,000
Q3 2019 Nov 14, 2019	BUY	$20.91 - $22.3 $194,630 - $207,568	9,308 New	9,308 $206,000
Q2 2019 Aug 14, 2019	SELL	$21.27 - $22.1 $207,254 - $215,342	-9,744 Closed	0 $0

Q1 2019 May 14, 2019	BUY	$19.3 - $21.89 $188,059 - $213,296	9,744 New	9,744 $209,000
Q4 2018 Feb 14, 2019	SELL	$17.16 - $22.41 $189,429 - $247,383	-11,039 Closed	0 $0
Q3 2018 Nov 13, 2018	BUY	$21.56 - $22.94 $18,433 - $19,613	855 Added 8.4%	11,039 $247,000
Q2 2018 Aug 13, 2018	SELL	$21.26 - $23.15 $20,771 - $22,617	-977 Reduced 8.75%	10,184 $233,000
Q1 2018 May 14, 2018	SELL	$20.59 - $22.64 $10,027 - $11,025	-487 Reduced 4.18%	11,161 $243,000
Q4 2017 Feb 09, 2018	SELL	$20.05 - $20.75 $9,283 - $9,607	-463 Reduced 3.82%	11,648 $234,000
Q3 2017 Nov 14, 2017	SELL	$20.01 - $20.72 $70,835 - $73,348	-3,540 Reduced 22.62%	12,111 $250,000
Q2 2017 Aug 14, 2017	BUY	N/A	15,651	15,651 $319,000

Others Institutions Holding BANX

# of Institutions

29

Shares Held

1.77M

Call Options Held

11.3K

Put Options Held

0

Arrow Mark Colorado Holdings LLC Denver, CO

447K
Shares

$8.26 Million
0.11% of portfolio
Greenwich Investment Management, Inc. Stamford, CT

318K
Shares

$5.89 Million
5.3% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

279K
Shares

$5.17 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

229K
Shares

$4.24 Million
0.01% of portfolio
Stifel Financial Corp St. Louis, MO

197K
Shares

$3.65 Million
0.0% of portfolio

About ArrowMark Financial Corp.

Ticker BANX
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
StoneCastle Financial Corp. is a closed ended balanced mutual fund launched and managed by StoneCastle Asset Management LLC. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across the banking sector. It invests in dividend paying growth and value stocks of companies. For its fixed incom...

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