Baird Financial Group, Inc. Oxford Lane Capital Corp. Transaction History

Baird Financial Group, Inc.

$50.2 Billion
Q3 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 14, 2020	SELL	$2.71 - $6.0 $14,761 - $32,682	-5,447 Reduced 9.64%	51,047 $417,000
Q1 2020 May 14, 2020	BUY	$2.41 - $9.56 $5,591 - $22,179	2,320 Added 4.28%	56,494 $236,000
Q4 2019 Feb 14, 2020	BUY	$8.05 - $9.76 $19,336 - $23,443	2,402 Added 4.64%	54,174 $442,000
Q3 2019 Nov 14, 2019	BUY	$9.25 - $10.78 $36,186 - $42,171	3,912 Added 8.17%	51,772 $481,000
Q2 2019 Aug 14, 2019	BUY	$9.79 - $10.94 $48,891 - $54,634	4,994 Added 11.65%	47,860 $482,000
Q1 2019 May 14, 2019	SELL	$9.7 - $10.45 $484,738 - $522,217	-49,973 Reduced 53.83%	42,866 $422,000
Q4 2018 Feb 14, 2019	SELL	$8.21 - $11.0 $2,430 - $3,256	-296 Reduced 0.32%	92,839 $901,000
Q3 2018 Nov 13, 2018	BUY	$10.51 - $11.46 $9,385 - $10,233	893 Added 0.97%	93,135 $987,000
Q2 2018 Aug 13, 2018	BUY	$10.2 - $11.56 $102 - $115	10 Added 0.01%	92,242 $961,000
Q1 2018 May 14, 2018	BUY	$9.45 - $10.49 $102,721 - $114,026	10,870 Added 13.36%	92,232 $934,000
Q4 2017 Feb 09, 2018	BUY	$9.16 - $10.94 $42,401 - $50,641	4,629 Added 6.03%	81,362 $818,000
Q3 2017 Nov 14, 2017	BUY	$10.03 - $10.92 $12,858 - $13,999	1,282 Added 1.7%	76,733 $783,000
Q2 2017 Aug 14, 2017	BUY	N/A	75,451	75,451 $748,000

Others Institutions Holding OXLC

# of Institutions

123

Shares Held

11.4M

Call Options Held

0

Put Options Held

0

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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