Bulldog Investors, LLP Japan Smaller Capitalization Fund Inc Transaction History

Bulldog Investors, LLP

$198 Million
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 11, 2022	BUY	$7.76 - $9.03 $37,395 - $43,515	4,819 Added 3.46%	143,972 $1.13 Million
Q3 2021 Nov 12, 2021	BUY	$8.75 - $9.62 $87,500 - $96,199	10,000 Added 7.74%	139,153 $1.26 Million
Q2 2021 Aug 13, 2021	SELL	$8.78 - $9.53 $7,901 - $8,577	-900 Reduced 0.69%	129,153 $1.17 Million
Q4 2020 Feb 12, 2021	SELL	$8.25 - $9.8 $1.93 Million - $2.3 Million	-234,370 Reduced 64.31%	130,053 $1.18 Million
Q1 2020 May 12, 2020	BUY	$5.79 - $9.11 $60,795 - $95,655	10,500 Added 2.97%	364,423 $2.57 Million
Q1 2019 May 15, 2019	SELL	$8.35 - $8.94 $362,490 - $388,103	-43,412 Reduced 10.93%	353,923 $3.1 Million
Q4 2018 Feb 14, 2019	SELL	$8.02 - $11.15 $2.08 Million - $2.89 Million	-259,120 Reduced 39.47%	397,335 $3.31 Million
Q3 2018 Nov 14, 2018	SELL	$10.54 - $11.69 $302,645 - $335,666	-28,714 Reduced 4.19%	656,455 $7.27 Million
Q1 2018 May 14, 2018	SELL	$11.44 - $13.04 $444,958 - $507,190	-38,895 Reduced 5.37%	685,169 $8.42 Million
Q4 2017 Feb 14, 2018	SELL	$11.73 - $13.74 $2.48 Million - $2.91 Million	-211,699 Reduced 22.62%	724,064 $8.55 Million
Q3 2017 Nov 14, 2017	BUY	$11.96 - $12.55 $11.2 Million - $11.7 Million	935,763	935,763 $11.7 Million

Others Institutions Holding JOF

# of Institutions

59

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$45.8 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$41.3 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$36.7 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$18 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$8.49 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Bulldog Investors, LLP, based on Form 13F filings with the SEC.

News

Stay updated on Bulldog Investors, LLP with notifications on news.