Calton & Associates, Inc. Fidus Investment Corp Transaction History

Calton & Associates, Inc.

$250 Million
Q3 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 Apr 30, 2020	SELL	$4.72 - $15.55 $48,040 - $158,267	-10,178 Closed	0 $0
Q4 2019 Feb 03, 2020	SELL	$14.17 - $16.06 $45,372 - $51,424	-3,202 Reduced 23.93%	10,178 $151,000
Q3 2019 Nov 07, 2019	BUY	$14.49 - $16.33 $193,876 - $218,495	13,380 New	13,380 $198,000

Others Institutions Holding FDUS

# of Institutions

118

Shares Held

7.72M

Call Options Held

65.8K

Put Options Held

10K

Van Eck Associates Corp

809K
Shares

$16.6 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

605K
Shares

$12.4 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

547K
Shares

$11.2 Million
0.01% of portfolio
Morgan Stanley New York, NY

447K
Shares

$9.15 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

399K
Shares

$8.17 Million
0.01% of portfolio

About FIDUS INVESTMENT Corp

Ticker FDUS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Fidus Investment Corporation is a business development company. It specializing in leveraged buyouts, refinancings, change of ownership transactions, recapitalizations, strategic acquisitions, mezzanine, growth capital, business expansion, lower middle market investments, debt investments, subordinated and second lien loans, senior secured and u...

More about FDUS

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