Calton & Associates, Inc. Special Opportunities Fund, Inc. Transaction History

Calton & Associates, Inc.

$211 Million
Q4 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Jan 18, 2023	BUY	$10.96 - $12.28 $3,890 - $4,359	355 Added 1.7%	21,183 $0
Q3 2022 Oct 31, 2022	BUY	$11.0 - $24.0 $3,146 - $6,864	286 Added 1.39%	20,828 $230,000
Q2 2022 Jul 12, 2022	BUY	$12.06 - $15.05 $15,448 - $19,279	1,281 Added 6.65%	20,542 $254,000
Q1 2022 Apr 12, 2022	SELL	$14.04 - $15.6 $30,129 - $33,477	-2,146 Reduced 10.02%	19,261 $289,000
Q4 2021 Jan 13, 2022	SELL	$14.56 - $16.24 $8,998 - $10,036	-618 Reduced 2.81%	21,407 $330,000
Q3 2021 Nov 05, 2021	BUY	$15.02 - $16.02 $163,192 - $174,057	10,865 Added 97.36%	22,025 $338,000
Q2 2021 Aug 11, 2021	SELL	$14.68 - $15.51 $34,586 - $36,541	-2,356 Reduced 17.43%	11,160 $169,000
Q1 2021 May 03, 2021	BUY	$13.86 - $14.97 $187,331 - $202,334	13,516 New	13,516 $198,000
Q2 2019 Jul 09, 2019	SELL	$13.13 - $13.75 $140,438 - $147,070	-10,696 Closed	0 $0
Q1 2019 Apr 25, 2019	BUY	$12.02 - $13.44 $128,565 - $143,754	10,696 New	10,696 $144,000
Q1 2018 Apr 17, 2018	SELL	$14.49 - $15.74 $89,446 - $97,163	-6,173 Closed	0 $0
Q4 2017 Feb 05, 2018	BUY	$14.81 - $16.11 $91,422 - $99,447	6,173	6,173 $96,000

Others Institutions Holding SPE

# of Institutions

40

Shares Held

3.12M

Call Options Held

0

Put Options Held

0

Kovitz Investment Group Partners, LLC

1.55M
Shares

$23.9 Million
0.08% of portfolio
Blue Bell Private Wealth Management, LLC

250K
Shares

$3.87 Million
0.73% of portfolio
Css LLC Chicago, IL

203K
Shares

$3.14 Million
0.29% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

202K
Shares

$3.13 Million
0.17% of portfolio
Shaker Financial Services, LLC

158K
Shares

$2.44 Million
0.92% of portfolio

About SPECIAL OPPORTUNITIES FUND, INC.

Ticker SPE
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Special Opportunities Fund, Inc. is a close-ended balanced fund of funds launched and managed by Bulldog Investors, LLC. It invests in close-ended funds investing in public equity and fixed income markets. The fund employs a combination of value, opportunistic and special situations strategies to make its investments. It benchmarks the performan...

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