Cambridge Investment Research Advisors, Inc. Stellus Capital Investment Corp Transaction History

Cambridge Investment Research Advisors, Inc.

$29.4 Billion
Q3 2024

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2021 Nov 02, 2021	SELL	$12.45 - $13.61 $136,950 - $149,710	-11,000 Closed	0 $0
Q2 2021 Aug 10, 2021	SELL	$12.4 - $13.66 $37,200 - $40,980	-3,000 Reduced 21.43%	11,000 $138,000
Q1 2021 May 07, 2021	SELL	$10.18 - $12.7 $432,487 - $539,546	-42,484 Reduced 75.21%	14,000 $177,000
Q4 2020 Feb 04, 2021	SELL	$8.04 - $12.07 $109,754 - $164,767	-13,651 Reduced 19.46%	56,484 $614,000
Q3 2020 Oct 29, 2020	BUY	$7.22 - $8.94 $14,736 - $18,246	2,041 Added 3.0%	70,135 $610,000
Q1 2020 May 08, 2020	BUY	$5.06 - $15.03 $55,214 - $164,007	10,912 Added 19.08%	68,094 $496,000
Q4 2019 Feb 04, 2020	BUY	$13.02 - $14.46 $97,311 - $108,074	7,474 Added 15.04%	57,182 $813,000
Q3 2019 Nov 06, 2019	BUY	$12.8 - $14.62 $636,262 - $726,730	49,708 New	49,708 $677,000

Others Institutions Holding SCM

# of Institutions

Shares Held

3.21M

Call Options Held

64.9K

Put Options Held

2.7K

David A. Siegel Two Sigma Advisers, LP | New York, Ny

423K
Shares

$5.86 Million
0.01% of portfolio
Two Sigma Investments, LP New York, NY

325K
Shares

$4.51 Million
0.01% of portfolio
Raymond James & Associates St Petersburg, FL

228K
Shares

$3.16 Million
0.0% of portfolio
Farmer Steven Patrick

213K
Shares

$2.95 Million
0.04% of portfolio
Condor Capital Management Martinsville, NJ

181K
Shares

$2.51 Million
0.23% of portfolio

View Full List

About Stellus Capital Investment Corp

Ticker SCM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 19,545,935
Market Cap $271M
Description
Stellus Capital Investment Corporation is a business development company specializing in investments in private middle-market companies. It invests through first lien, second lien, unitranche, and mezzanine debt financing, often with a corresponding equity investment. The fund prefers to invest in US and Canada. The fund seeks to invest in compa...

More about SCM

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