Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

$29.4 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
WTM White Mountains Insurance Group LTD Financial Services	Q4 2019 Filed on Feb 04, 2020	639	$1058.42 - $1129.11 $676K - $722K
GLDD Great Lakes Dredge & Dock Corp Industrials	Q4 2019 Filed on Feb 04, 2020	47,575	$9.49 - $11.79 $451K - $561K
Rti Surgical Holdings	Q4 2019 Filed on Feb 04, 2020	14,450	N/A
FNKO Funko, Inc. Consumer Cyclical	Q4 2019 Filed on Feb 04, 2020	13,395	$13.76 - $20.28 $184K - $272K
John Hancock	Q4 2019 Filed on Feb 04, 2020	7,970	N/A
JHMU John Hancock Exchange Traded F	Q4 2019 Filed on Feb 04, 2020	6,825	N/A
ESCA Escalade Inc Consumer Cyclical	Q4 2019 Filed on Feb 04, 2020	12,400	$9.3 - $11.73 $115K - $145K
FXE Invesco Currency Shares Euro Trust ETFs	Q4 2019 Filed on Feb 04, 2020	3,550	$103.91 - $106.3 $369K - $377K
MNDO Mind Cti LTD Technology	Q4 2019 Filed on Feb 04, 2020	10,800	$2.31 - $2.6 $24.9K - $28.1K
IAA Iaa, Inc. Industrials	Q4 2019 Filed on Feb 04, 2020	10,019	$36.04 - $47.06 $361K - $471K
Credit Suisse Nassau Brh Velocity	Q4 2019 Filed on Feb 04, 2020	14,520	N/A
HTH Hilltop Holdings Inc. Financial Services	Q4 2019 Filed on Feb 04, 2020	14,629	$23.36 - $25.74 $342K - $377K
SLVP Ishares Msci Global Silver And ETFs	Q4 2019 Filed on Feb 04, 2020	44,832	$9.22 - $11.25 $413K - $504K
LUNA Luna Innovations Inc Technology	Q4 2019 Filed on Feb 04, 2020	16,728	$5.44 - $7.78 $91K - $130K
UPW Proshares Ultra Utilities ETFs	Q4 2019 Filed on Feb 04, 2020	24,576	$62.69 - $70.3 $1.54M - $1.73M
Revolution Lighting Technolo	Q4 2019 Filed on Feb 04, 2020	73,811	N/A
Sutter Rock	Q4 2019 Filed on Feb 04, 2020	12,650	N/A
Tpg Pace Hldgs Corp Cl	Q4 2019 Filed on Feb 04, 2020	10,100	N/A
Weatherford Intl PLC	Q3 2019 Filed on Oct 28, 2019	40,957	N/A
RFDI First Trust ETF Iii Riverfront ETFs	Q3 2019 Filed on Oct 28, 2019	10,307	$52.61 - $57.45 $542K - $592K
Seadrill Partners LLC Comunit	Q3 2019 Filed on Oct 28, 2019	10,650	N/A
Red Hat	Q3 2019 Filed on Oct 28, 2019	5,685	N/A
Sanchez	Q3 2019 Filed on Oct 28, 2019	10,450	N/A
Amerigas Partners	Q3 2019 Filed on Oct 28, 2019	35,881	N/A
Anadarko Pete	Q3 2019 Filed on Oct 28, 2019	12,306	N/A
Harris Corp Del	Q3 2019 Filed on Oct 28, 2019	27,400	N/A
Hospitality Pptys Tr Com Sh Ben	Q3 2019 Filed on Oct 28, 2019	15,356	N/A
Blackstone Group	Q3 2019 Filed on Oct 28, 2019	260,499	N/A
Chemical	Q3 2019 Filed on Oct 28, 2019	7,304	N/A
L3 Technologies	Q3 2019 Filed on Oct 28, 2019	5,558	N/A
Uqm Technologies	Q3 2019 Filed on Oct 28, 2019	25,869	N/A
Xerox	Q3 2019 Filed on Oct 28, 2019	12,104	N/A
Oaktree Cap Group	Q3 2019 Filed on Oct 28, 2019	21,931	N/A
Electronics For Imaging	Q3 2019 Filed on Oct 28, 2019	27,694	N/A
Bt Group PLC	Q3 2019 Filed on Oct 28, 2019	30,120	N/A
Gsv	Q3 2019 Filed on Oct 28, 2019	12,050	N/A
Genetic Technologies LTD Sponsored	Q3 2019 Filed on Oct 28, 2019	17,000	N/A
Bioscrip	Q3 2019 Filed on Oct 28, 2019	11,786	N/A
Tableau	Q3 2019 Filed on Oct 28, 2019	4,008	N/A
Total Sys	Q3 2019 Filed on Oct 28, 2019	1,984	N/A
Mabvax Therapeutics Hldgs	Q3 2019 Filed on Oct 28, 2019	582,855	N/A
Ultra Petroleum	Q3 2019 Filed on Oct 28, 2019	26,926	N/A
Weight Watchers	Q3 2019 Filed on Oct 28, 2019	12,920	N/A
Fqf Tr Agfiq	Q3 2019 Filed on Oct 28, 2019	10,179	N/A
Worldpay	Q3 2019 Filed on Oct 28, 2019	6,008	N/A
Alps ETF Tr Sprott Jr	Q3 2019 Filed on Oct 28, 2019	17,007	N/A
Alps ETF Tr Sprott Gl	Q3 2019 Filed on Oct 28, 2019	24,630	N/A
Cytori Therapeutics	Q3 2019 Filed on Oct 28, 2019	21,000	N/A
Ubiquiti Networks	Q3 2019 Filed on Oct 28, 2019	2,639	N/A
Americas	Q3 2019 Filed on Oct 28, 2019	284,716	N/A

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