Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

$29.4 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Nutri Sys	Q1 2018 Filed on May 09, 2018	5,293	N/A
Ep	Q1 2018 Filed on May 09, 2018	10,000	N/A
Enbridge Energy Management	Q1 2018 Filed on May 09, 2018	13,109	N/A
Pengrowth	Q1 2018 Filed on May 09, 2018	11,518	N/A
Potash Corp Sask	Q1 2018 Filed on May 09, 2018	38,980	N/A
Powershares	Q1 2018 Filed on May 09, 2018	18,666	N/A
ADTNXXXX Adtran Inc	Q1 2018 Filed on May 09, 2018	30,330	N/A
RUSHA Rush Enterprises Inc Tx Consumer Cyclical	Q1 2018 Filed on May 09, 2018	15,499	$26.49 - $36.77 $411K - $570K
Hawaiian Telcom Holdco	Q1 2018 Filed on May 09, 2018	22,307	N/A
HRI Herc Holdings Inc Industrials	Q1 2018 Filed on May 09, 2018	14,099	$57.09 - $71.47 $805K - $1.01M
Supervalu	Q1 2018 Filed on May 09, 2018	31,367	N/A
Barnes & Noble	Q1 2018 Filed on May 09, 2018	89,142	N/A
Telefonica Brasil Sa Sponsored	Q1 2018 Filed on May 09, 2018	13,821	N/A
Mabvax Therapeutics Hldgs	Q1 2018 Filed on May 09, 2018	3,058,703	N/A
UCTT Ultra Clean Holdings, Inc. Technology	Q1 2018 Filed on May 09, 2018	28,216	$17.13 - $26.88 $483K - $758K
Vedanta LTD Sponsored	Q1 2018 Filed on May 09, 2018	100,416	N/A
Yrc Worldwide	Q1 2018 Filed on May 09, 2018	51,827	N/A
Travelport Worldwide	Q1 2018 Filed on May 09, 2018	44,683	N/A
PAHC Phibro Animal Health Corp Healthcare	Q1 2018 Filed on May 09, 2018	17,345	$32.2 - $40.45 $559K - $702K
Powershares ETF Tr Ii I 30 Lad	Q1 2018 Filed on May 09, 2018	12,679	N/A
HTY John Hancock Tax Advantaged Global Shareholder Yield Fund Financial Services	Q1 2018 Filed on May 09, 2018	13,296	$8.47 - $9.73 $113K - $129K
Indexiq ETF Tr Iq Ench	Q1 2018 Filed on May 09, 2018	26,960	N/A
Indexiq ETF Tr Iq Ench	Q1 2018 Filed on May 09, 2018	17,939	N/A
Sierra Oncology	Q1 2018 Filed on May 09, 2018	38,678	N/A
Barclays Bk PLC	Q1 2018 Filed on May 09, 2018	9,179	N/A
Blackrock Capital Investment	Q1 2018 Filed on May 09, 2018	34,000	N/A
Ticc Capital	Q1 2018 Filed on May 09, 2018	11,248	N/A
Juno Therapeutics	Q1 2018 Filed on May 09, 2018	4,564	N/A
Claymore Exchange Trd Fd Tr Gugg Bric	Q1 2018 Filed on May 09, 2018	34,900	N/A
ESGN Columbia ETF Tr I Sustainable ETFs	Q1 2018 Filed on May 09, 2018	7,117	N/A
Michaels	Q1 2018 Filed on May 09, 2018	8,994	N/A
NMS Nuveen Minnesota Quality Municipal Income Fund Financial Services	Q1 2018 Filed on May 09, 2018	13,100	$13.53 - $14.87 $177K - $195K
Old	Q1 2018 Filed on May 09, 2018	20,000	N/A
Delphi Technologies PLC	Q1 2018 Filed on May 09, 2018	8,232	N/A
Gaslog	Q1 2018 Filed on May 09, 2018	9,300	N/A
El Paso Elec	Q1 2018 Filed on May 09, 2018	9,403	N/A
Empire Resorts	Q1 2018 Filed on May 09, 2018	7,556	N/A
Energy Xxi Gulf Coast	Q1 2018 Filed on May 09, 2018	10,050	N/A
Orthofix	Q1 2018 Filed on May 09, 2018	11,061	N/A
58 Com Inc Spon	Q1 2018 Filed on May 09, 2018	6,976	N/A
Powershares ETF Trust Ii Prp Cas Ins	Q1 2018 Filed on May 09, 2018	3,688	N/A
Delphi Automotive PLC	Q4 2017 Filed on Feb 22, 2018	23,617	N/A
Fidelity National Financial Fnfv Group	Q4 2017 Filed on Feb 22, 2018	36,699	N/A
Fifth Street Finance	Q4 2017 Filed on Feb 22, 2018	17,599	N/A
Fifth Str Sr Floatng	Q4 2017 Filed on Feb 22, 2018	29,921	N/A
Financial Engines	Q4 2017 Filed on Feb 22, 2018	16,047	N/A
First Data	Q4 2017 Filed on Feb 22, 2018	15,800	N/A
Powershares Exchange Traded Russell 200	Q4 2017 Filed on Feb 22, 2018	7,440	N/A
Prospect Capital Corporation	Q4 2017 Filed on Feb 22, 2018	16,000	N/A
Quintiles Ims Holdings	Q4 2017 Filed on Feb 22, 2018	13,817	N/A

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