Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

$29.6 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Powershares ETF Trust Dyn Lsr &	Q2 2018 Filed on Aug 10, 2018	4,564	N/A
Powershares ETF Tr Ii Dwa Momtm	Q2 2018 Filed on Aug 10, 2018	12,049	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 10, 2018	3,702	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 10, 2018	10,183	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 10, 2018	126,845	N/A
Liniu Technology Group	Q2 2018 Filed on Aug 10, 2018	12,334	N/A
Fairmount Santrol Hldgs	Q2 2018 Filed on Aug 10, 2018	10,000	N/A
First Tr Exch Trd	Q2 2018 Filed on Aug 10, 2018	12,297	N/A
Powershares ETF Trust Dynamic Otc	Q2 2018 Filed on Aug 10, 2018	3,875	N/A
Powershares	Q2 2018 Filed on Aug 10, 2018	8,666	N/A
Powershares ETF Trust Dyn Netwkg	Q2 2018 Filed on Aug 10, 2018	5,005	N/A
Powershares	Q2 2018 Filed on Aug 10, 2018	9,431	N/A
Powershares ETF Trust Ii	Q2 2018 Filed on Aug 10, 2018	17,322	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Aug 10, 2018	16,275	N/A
Powershares Exchange Traded Russell 200	Q2 2018 Filed on Aug 10, 2018	7,315	N/A
Putman High Income Sec Fund Shs Ben	Q2 2018 Filed on Aug 10, 2018	11,353	N/A
GDOT Green Dot Corp Financial Services	Q2 2018 Filed on Aug 10, 2018	24,680	$60.36 - $78.4 $1.49M - $1.93M
Guaranty Bancorp Del	Q2 2018 Filed on Aug 10, 2018	33,022	N/A
Avianca Hldgs Sa Spon	Q2 2018 Filed on Aug 10, 2018	379,648	N/A
IRS Irsa Investments & Representations Inc Industrials	Q2 2018 Filed on Aug 10, 2018	116,005	$16.81 - $25.69 $1.95M - $2.98M
SHIIY Sinopec Shanghai Ads (1 Oo Clh)	Q2 2018 Filed on Aug 10, 2018	54,357	N/A
Bldrs Index Fds Tr Emer	Q2 2018 Filed on Aug 10, 2018	5,400	N/A
Ishares Tr Mltfct	Q2 2018 Filed on Aug 10, 2018	7,789	N/A
TEO Telecom Argentina Sa Communication Services	Q2 2018 Filed on Aug 10, 2018	7,344	$17.74 - $31.14 $130K - $229K
Capstead Mtg Corp Com No	Q2 2018 Filed on Aug 10, 2018	10,002	N/A
Claymore Exchange Trd	Q2 2018 Filed on Aug 10, 2018	16,822	N/A
Claymore Exchange Trd Fd Tr Guggenheim	Q2 2018 Filed on Aug 10, 2018	8,831	N/A
Colony Northstar Cr Real	Q2 2018 Filed on Aug 10, 2018	489,150	N/A
Mazor Robotics LTD Sponsored	Q2 2018 Filed on Aug 10, 2018	18,125	N/A
Curis	Q2 2018 Filed on Aug 10, 2018	22,500	N/A
Allergan PLC 5.5 Cnv	Q1 2018 Filed on May 09, 2018	388	N/A
Sensata Technologies Hldg Nv	Q1 2018 Filed on May 09, 2018	4,818	N/A
Powershares ETF Tr Ii Dwa	Q1 2018 Filed on May 09, 2018	8,764	N/A
Pretium Res	Q1 2018 Filed on May 09, 2018	14,303	N/A
Priceline	Q1 2018 Filed on May 09, 2018	3,405	N/A
Proshares	Q1 2018 Filed on May 09, 2018	25,271	N/A
Prospect Capital Corporation	Q1 2018 Filed on May 09, 2018	25,000	N/A
Quality Care Pptys	Q1 2018 Filed on May 09, 2018	10,253	N/A
DLNG Dynagas Lng Partners LP Energy	Q1 2018 Filed on May 09, 2018	40,601	$9.87 - $12.45 $401K - $505K
Arca Biopharma	Q1 2018 Filed on May 09, 2018	10,452	N/A
General Cable Corp Del	Q1 2018 Filed on May 09, 2018	8,700	N/A
RCI Rogers Communications Inc Communication Services	Q1 2018 Filed on May 09, 2018	59,641	$43.68 - $50.7 $2.61M - $3.02M
Anthem	Q1 2018 Filed on May 09, 2018	6,734	N/A
Healthsouth	Q1 2018 Filed on May 09, 2018	9,085	N/A
Huntington Bancshares Inc Pfd Conv Ser	Q1 2018 Filed on May 09, 2018	186	N/A
Insys Therapeutics	Q1 2018 Filed on May 09, 2018	11,174	N/A
Southern Natl Bancorp Of	Q1 2018 Filed on May 09, 2018	15,364	N/A
EDI Stone Harbor Emerging Markets Total Income Fund Financial Services	Q1 2018 Filed on May 09, 2018	45,350	$14.59 - $15.89 $662K - $721K
Ishares U S ETF Tr Fxd Inc Bal	Q1 2018 Filed on May 09, 2018	5,552	N/A
Synergy Pharmaceuticals Del	Q1 2018 Filed on May 09, 2018	39,150	N/A

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