Cambridge Investment Research Advisors, Inc. Closed Holding Positions

Cambridge Investment Research Advisors, Inc.

$29.4 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Dte	Q4 2018 Filed on Feb 05, 2019	7,640	N/A
New York	Q4 2018 Filed on Feb 05, 2019	13,026	N/A
Yintech Invt Hldgs LTD Sponsored	Q4 2018 Filed on Feb 05, 2019	209,191	N/A
AEF Aberdeen Emerging Markets Equity Income Fund, Inc. Financial Services	Q4 2018 Filed on Feb 05, 2019	13,673	$6.2 - $6.9 $84.8K - $94.3K
Apergy	Q4 2018 Filed on Feb 05, 2019	6,609	N/A
Apptio	Q4 2018 Filed on Feb 05, 2019	42,919	N/A
Invesco Exchange Traded Fd T Dwa	Q4 2018 Filed on Feb 05, 2019	6,672	N/A
Blue Apron Hldgs	Q4 2018 Filed on Feb 05, 2019	11,403	N/A
IDLB Invesco ETF Tr Ii Ftse Intl Lo ETFs	Q4 2018 Filed on Feb 05, 2019	8,476	N/A
Invesco Exchng Traded Fd Tr Dwa Moment	Q4 2018 Filed on Feb 05, 2019	14,057	N/A
Invesco Exch Trd Slf Idx Fd Bulshs2018	Q4 2018 Filed on Feb 05, 2019	426,951	N/A
Invesco Exch Trd Slf Idx Fd Bulshs 2018	Q4 2018 Filed on Feb 05, 2019	158,940	N/A
Td Ameritrade Hldg	Q4 2018 Filed on Feb 05, 2019	7,823	N/A
TNC Tennant CO Industrials	Q4 2018 Filed on Feb 05, 2019	2,748	$49.34 - $75.11 $136K - $206K
USPH U S Physical Therapy Inc Healthcare	Q4 2018 Filed on Feb 05, 2019	2,279	$99.86 - $120.96 $228K - $276K
Virtusa	Q4 2018 Filed on Feb 05, 2019	5,793	N/A
Mindbody	Q4 2018 Filed on Feb 05, 2019	31,443	N/A
PPTY ETF Ser Solutions ETFs	Q4 2018 Filed on Feb 05, 2019	21,764	N/A
Etfs Tr Bbg Longer K	Q4 2018 Filed on Feb 05, 2019	15,834	N/A
E Trade Financial	Q4 2018 Filed on Feb 05, 2019	3,822	N/A
AXTA Axalta Coating Systems Ltd. Basic Materials	Q4 2018 Filed on Feb 05, 2019	8,019	$21.78 - $29.25 $175K - $235K
Osi ETF Tr Oshares	Q4 2018 Filed on Feb 05, 2019	9,963	N/A
Franklin LTD Duration	Q4 2018 Filed on Feb 05, 2019	20,159	N/A
BFOR Alps ETF Tr Barrons 400 ETF	Q4 2018 Filed on Feb 05, 2019	4,552	N/A
AVNS Avanos Medical, Inc. Healthcare	Q4 2018 Filed on Feb 05, 2019	4,288	$41.16 - $66.67 $176K - $286K
Seven Stars Cloud Group	Q4 2018 Filed on Feb 05, 2019	27,250	N/A
B Barnes Group Inc Industrials	Q4 2018 Filed on Feb 05, 2019	3,035	$49.7 - $70.13 $151K - $213K
SUPN Supernus Pharmaceuticals, Inc. Healthcare	Q4 2018 Filed on Feb 05, 2019	7,221	$30.84 - $49.51 $223K - $358K
LPSN Liveperson Inc Technology	Q4 2018 Filed on Feb 05, 2019	20,748	$17.17 - $25.12 $356K - $521K
Xcerra	Q4 2018 Filed on Feb 05, 2019	57,452	N/A
Eqt Midstream Partners	Q4 2018 Filed on Feb 05, 2019	4,629	N/A
New York &	Q4 2018 Filed on Feb 05, 2019	176,539	N/A
NXGN Nextgen Healthcare, Inc. Healthcare	Q4 2018 Filed on Feb 05, 2019	39,266	$14.58 - $20.26 $572K - $796K
Attunity	Q4 2018 Filed on Feb 05, 2019	11,087	N/A
P	Q4 2018 Filed on Feb 05, 2019	13,947	N/A
Seadrill Limited	Q3 2018 Filed on Nov 02, 2018	350,015	N/A
First Tr Exchange Traded	Q3 2018 Filed on Nov 02, 2018	18,527	N/A
Great Elm	Q3 2018 Filed on Nov 02, 2018	48,236	N/A
Green Bancorp	Q3 2018 Filed on Nov 02, 2018	12,173	N/A
Groupe Cgi	Q3 2018 Filed on Nov 02, 2018	3,518	N/A
American Cap Sr Floating	Q3 2018 Filed on Nov 02, 2018	29,170	N/A
Iec Electrs	Q3 2018 Filed on Nov 02, 2018	10,853	N/A
Idera Pharmaceuticals	Q3 2018 Filed on Nov 02, 2018	18,000	N/A
Bank	Q3 2018 Filed on Nov 02, 2018	20,000	N/A
MPA Blackrock Muniyield Pennsylvania Quality Fund Financial Services	Q3 2018 Filed on Nov 02, 2018	10,106	$12.66 - $13.6 $128K - $137K
Jpmorgan Chase &	Q3 2018 Filed on Nov 02, 2018	5,000	N/A
Tronc	Q3 2018 Filed on Nov 02, 2018	40,793	N/A
Cys Invts	Q3 2018 Filed on Nov 02, 2018	135,581	N/A
Kkr & CO L P Del	Q3 2018 Filed on Nov 02, 2018	39,700	N/A
Kayne Anderson Enrgy Ttl	Q3 2018 Filed on Nov 02, 2018	30,527	N/A

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