Caprock Group, Inc. B. Riley Financial, Inc. Transaction History

Caprock Group, Inc.

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2018 Oct 17, 2018	SELL	$21.45 - $23.0 $1.18 Million - $1.27 Million	-55,100 Closed	0 $0
Q1 2018 Apr 23, 2018	BUY	$17.9 - $20.1 $10,614 - $11,919	593 Added 1.09%	55,100 $1.08 Million
Q4 2017 Jan 17, 2018	SELL	$15.9 - $19.2 $13,006 - $15,705	-818 Reduced 1.48%	54,507 $1.03 Million
Q3 2017 Oct 23, 2017	BUY	$15.3 - $19.45 $846,472 - $1.08 Million	55,325	55,325 $943,000

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $140M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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