Caption Management, LLC Prospect Capital Corp Put Options Transaction History

Caption Management, LLC

$10.8 Billion
Q3 2025

Put Options

3 transactions

Quarter	Operation	Price Per put	puts change	puts Held	SEC Form
Q4 2024 Feb 14, 2025	BUY	$4.16 - $5.34 $64,480 - $82,770	15,500 New	15,500 $66,000
Q3 2020 Nov 16, 2020	SELL	$4.68 - $5.17 $1.08 Million - $1.19 Million	-230,000 Closed	0 $0
Q2 2020 Aug 14, 2020	BUY	$3.78 - $5.74 $869,400 - $1.32 Million	230,000 New	230,000 $1.18 Million

Others Institutions Holding PSEC

# of Institutions

251

Shares Held

69.6M

Call Options Held

240K

Put Options Held

2.27M

Van Eck Associates Corp

10.3M
Shares

$28.5 Million
0.03% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

6.77M
Shares

$18.8 Million
0.04% of portfolio
Marshall Wace, LLP London, X0

6.67M
Shares

$18.5 Million
0.02% of portfolio
Two Sigma Investments, LP New York, NY

4.1M
Shares

$11.4 Million
0.02% of portfolio
Susquehanna International Group, LLP Bala Cynwyd, PA

3.74M
Shares

$10.4 Million
0.0% of portfolio

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

More about PSEC

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