Castle Rock Wealth Management, LLC Gladstone Investment Corporation\De Transaction History

Castle Rock Wealth Management, LLC

$400 Million
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 13, 2024	BUY	$13.48 - $14.96 $2,696 - $2,992	200 Added 1.41%	14,375 $204,000
Q2 2022 Jul 13, 2022	BUY	$12.77 - $16.73 $15,745 - $20,628	1,233 Added 9.53%	14,175 $207,000
Q1 2022 Apr 25, 2022	SELL	$14.42 - $17.0 $11,074 - $13,056	-768 Reduced 5.6%	12,942 $216,000
Q4 2021 Feb 02, 2022	BUY	$13.94 - $17.08 $191,117 - $234,166	13,710 New	13,710 $200,000
Q3 2021 Nov 12, 2021	SELL	$13.87 - $15.13 $190,157 - $207,432	-13,710 Closed	0 $0
Q1 2021 Apr 27, 2021	BUY	$10.11 - $12.67 $138,608 - $173,705	13,710 New	13,710 $191,000
Q4 2020 Jan 29, 2021	SELL	$8.2 - $10.57 $112,421 - $144,914	-13,710 Closed	0 $0
Q4 2018 Feb 20, 2019	BUY	$8.79 - $11.4 $120,510 - $156,294	13,710 New	13,710 $128,000

Others Institutions Holding GAIN

# of Institutions

89

Shares Held

5.12M

Call Options Held

85.3K

Put Options Held

80.6K

About GLADSTONE INVESTMENT CORPORATION\DE

Ticker GAIN
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated no...

More about GAIN

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