Castle Rock Wealth Management, LLC Vertical Capital Income Fund Transaction History

Castle Rock Wealth Management, LLC

$400 Million
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 02, 2022	SELL	$9.98 - $10.69 $105,837 - $113,367	-10,605 Closed	0 $0
Q2 2021 Aug 13, 2021	SELL	$10.18 - $10.9 $25,551 - $27,359	-2,510 Reduced 19.14%	10,605 $114,000
Q3 2020 Dec 07, 2020	SELL	$9.51 - $10.05 $15,586 - $16,471	-1,639 Reduced 11.11%	13,115 $130,000
Q1 2020 May 18, 2020	SELL	$7.76 - $10.94 $11,058 - $15,589	-1,425 Reduced 8.81%	14,754 $140,000
Q4 2019 Feb 13, 2020	SELL	$9.87 - $10.53 $11,567 - $12,341	-1,172 Reduced 6.75%	16,179 $175,000
Q3 2019 Nov 13, 2019	SELL	$9.48 - $10.7 $18,438 - $20,811	-1,945 Reduced 10.08%	17,351 $172,000
Q2 2019 Aug 08, 2019	BUY	$7.51 - $9.5 $144,912 - $183,312	19,296 New	19,296 $183,000

Others Institutions Holding VCIF

# of Institutions

22

Shares Held

1.76M

Call Options Held

0

Put Options Held

0

Terrapin Asset Management, LLC Miami, FL

531K
Shares

$4.35 Million
4.95% of portfolio
Cambridge Investment Research Advisors, Inc.

470K
Shares

$3.86 Million
0.01% of portfolio
Morgan Stanley New York, NY

259K
Shares

$2.12 Million
0.0% of portfolio
Cetera Investment Advisers Schaumburg, IL

100K
Shares

$820,163
0.0% of portfolio
Virtus ETF Advisers LLC New York, NY

99.1K
Shares

$812,611
0.39% of portfolio

About Vertical Capital Income Fund

Ticker VCIF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Vertical Capital Income Fund is a close ended fixed income mutual fund launched and managed by Vertical Capital Asset Management, LLC. The fund is co - managed by Behringer Advisors, LLC. The Fund invests mainly in fixed-income securities. The fund invests in stocks of companies operating across diversified sectors. It seeks to benchmark the per...

More about VCIF

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