Centaurus Financial, Inc. Advent Convertible & Income Fund Transaction History

Centaurus Financial, Inc.

$1.44 Billion
Q3 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2023 Aug 15, 2023	SELL	$11.01 - $11.88 $49,644 - $53,566	-4,509 Reduced 21.63%	16,334 $191,000
Q1 2023 May 17, 2023	SELL	$11.06 - $13.13 $19,122 - $22,701	-1,729 Reduced 7.66%	20,843 $241,000
Q4 2022 Feb 10, 2023	SELL	$10.43 - $12.32 $5,256 - $6,209	-504 Reduced 2.18%	22,572 $246,000
Q3 2022 Dec 05, 2022	SELL	$10.63 - $14.7 $5,304 - $7,335	-499 Reduced 2.12%	23,076 $245,000
Q2 2022 Aug 02, 2022	BUY	$11.75 - $15.91 $277,006 - $375,078	23,575 New	23,575 $284,000
Q4 2020 Jan 25, 2021	SELL	$13.62 - $16.64 $222,509 - $271,847	-16,337 Closed	0 $0
Q3 2020 Nov 12, 2020	BUY	$13.1 - $14.57 $52 - $58	4 Added 0.02%	16,337 $226,000
Q2 2020 Aug 13, 2020	BUY	$9.7 - $13.94 $77 - $111	8 Added 0.05%	16,333 $214,000
Q1 2020 Apr 21, 2020	BUY	$8.04 - $16.17 $8,072 - $16,234	1,004 Added 6.55%	16,325 $174,000
Q4 2019 Feb 12, 2020	SELL	$14.35 - $15.55 $179,288 - $194,281	-12,494 Reduced 44.92%	15,321 $238,000
Q3 2019 Nov 12, 2019	BUY	$14.08 - $15.11 $112 - $120	8 Added 0.03%	27,815 $406,000
Q2 2019 Aug 15, 2019	BUY	$14.02 - $15.14 $384,105 - $414,790	27,397 Added 6682.2%	27,807 $419,000
Q1 2019 Jul 01, 2019	SELL	$12.5 - $14.76 $342,237 - $404,114	-27,379 Reduced 98.52%	410 $27.8 Million
Q1 2019 May 13, 2019	BUY	$12.5 - $14.76 $343,512 - $405,619	27,481 Added 8922.4%	27,789 $410,000
Q4 2018 Feb 12, 2019	BUY	$12.12 - $15.82 $3,478 - $4,540	287 Added 1366.67%	308 $25,000
Q3 2018 Nov 05, 2018	SELL	$15.27 - $15.87 $152,379 - $158,366	-9,979 Reduced 99.79%	21 $336,000
Q2 2018 Aug 15, 2018	BUY	$14.86 - $15.73 $148,600 - $157,300	10,000 New	10,000 $153,000

Others Institutions Holding AVK

# of Institutions

98

Shares Held

10.7M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.57M
Shares

$18.6 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$11.8 Million
0.25% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$8.84 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

670K
Shares

$7.95 Million
0.06% of portfolio
Arete Wealth Advisors, LLC Chicago, IL

600K
Shares

$7.12 Million
0.31% of portfolio

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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