Cetera Advisor Networks LLC Advent Convertible & Income Fund Transaction History

Cetera Advisor Networks LLC

$0
Q1 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	BUY	$11.08 - $12.1 $59,211 - $64,662	5,344 Added 47.41%	16,617 $198,000
Q4 2023 Feb 13, 2024	BUY	$9.27 - $11.5 $10,595 - $13,144	1,143 Added 11.28%	11,273 $128,000
Q3 2023 Nov 14, 2023	BUY	$10.39 - $11.96 $105,250 - $121,154	10,130 New	10,130 $106,000
Q3 2020 Nov 13, 2020	SELL	$13.1 - $14.57 $48,849 - $54,331	-3,729 Closed	0 $0
Q2 2020 Aug 13, 2020	BUY	$9.7 - $13.94 $36,171 - $51,982	3,729 New	3,729 $49,000
Q1 2018 May 09, 2018	SELL	$15.01 - $16.5 $207,288 - $227,865	-13,810 Closed	0 $0
Q4 2017 Feb 08, 2018	BUY	$15.47 - $16.44 $12,066 - $12,823	780 Added 5.99%	13,810 $220,000
Q3 2017 Nov 16, 2017	SELL	$15.85 - $16.68 $67,631 - $71,173	-4,267 Reduced 24.67%	13,030 $211,000
Q2 2017 Aug 14, 2017	BUY	N/A	17,297	17,297 $279,000

Others Institutions Holding AVK

# of Institutions

97

Shares Held

10.7M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.57M
Shares

$18.7 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$11.9 Million
0.25% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$8.88 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

670K
Shares

$7.98 Million
0.06% of portfolio
Arete Wealth Advisors, LLC Chicago, IL

600K
Shares

$7.15 Million
0.31% of portfolio

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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