Cetera Advisor Networks LLC Highland Income Fund\Ma Transaction History

Cetera Advisor Networks LLC

$0
Q1 2024

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 14, 2023	SELL	$7.89 - $9.09 $12,600 - $14,516	-1,597 Reduced 8.27%	17,724 $142,000
Q2 2023 Aug 09, 2023	SELL	$7.78 - $9.3 $266,542 - $318,618	-34,260 Reduced 63.94%	19,321 $174,000
Q1 2023 May 15, 2023	SELL	$8.66 - $10.74 $18,619 - $23,091	-2,150 Reduced 3.86%	53,581 $470,000
Q4 2022 Feb 14, 2023	BUY	$9.85 - $11.54 $34,603 - $40,540	3,513 Added 6.73%	55,731 $574,000
Q3 2022 Nov 10, 2022	BUY	$9.69 - $23.76 $137,346 - $336,774	14,174 Added 37.26%	52,218 $508,000
Q2 2022 Aug 11, 2022	SELL	$10.75 - $12.07 $34,088 - $38,273	-3,171 Reduced 7.69%	38,044 $429,000
Q1 2022 May 12, 2022	BUY	$10.88 - $11.94 $38,874 - $42,661	3,573 Added 9.49%	41,215 $492,000
Q4 2021 Feb 14, 2022	SELL	$10.73 - $11.44 $168,729 - $179,894	-15,725 Reduced 29.47%	37,642 $414,000
Q3 2021 Nov 16, 2021	SELL	$10.2 - $11.07 $1,764 - $1,915	-173 Reduced 0.32%	53,367 $575,000
Q2 2021 Aug 13, 2021	BUY	$9.92 - $12.05 $197,784 - $240,252	19,938 Added 59.34%	53,540 $584,000
Q1 2021 May 17, 2021	SELL	$10.11 - $11.13 $28,146 - $30,985	-2,784 Reduced 7.65%	33,602 $373,000
Q4 2020 Feb 17, 2021	SELL	$7.83 - $10.28 $91,939 - $120,707	-11,742 Reduced 24.4%	36,386 $374,000
Q3 2020 Nov 13, 2020	SELL	$7.5 - $9.05 $30,270 - $36,525	-4,036 Reduced 7.74%	48,128 $413,000
Q2 2020 Aug 13, 2020	BUY	$7.13 - $9.65 $28,348 - $38,368	3,976 Added 8.25%	52,164 $420,000
Q1 2020 May 08, 2020	SELL	$8.38 - $12.72 $143,163 - $217,308	-17,084 Reduced 26.17%	48,188 $411,000
Q4 2019 Feb 10, 2020	SELL	$11.41 - $13.22 $1.72 Million - $1.99 Million	-150,725 Reduced 69.78%	65,272 $807,000
Q3 2019 Nov 06, 2019	SELL	$12.75 - $13.92 $610,610 - $666,642	-47,891 Reduced 18.15%	215,997 $2.88 Million
Q2 2019 Aug 12, 2019	SELL	$13.29 - $13.84 $69,373 - $72,244	-5,220 Reduced 1.94%	263,888 $3.65 Million
Q1 2019 May 06, 2019	BUY	$12.95 - $14.1 $625,536 - $681,086	48,304 Added 21.88%	269,108 $3.74 Million
Q4 2018 Feb 15, 2019	BUY	$12.2 - $15.54 $76,262 - $97,140	6,251 Added 2.91%	220,804 $2.83 Million
Q3 2018 Nov 14, 2018	BUY	$15.42 - $16.0 $361,321 - $374,912	23,432 Added 12.26%	214,553 $3.31 Million
Q2 2018 Aug 14, 2018	BUY	$15.58 - $16.12 $2.98 Million - $3.08 Million	191,121 New	191,121 $2.99 Million
Q1 2018 May 09, 2018	SELL	$15.3 - $16.24 $1.6 Million - $1.7 Million	-104,406 Closed	0 $0
Q4 2017 Feb 08, 2018	BUY	$15.02 - $15.64 $1.57 Million - $1.63 Million	104,406	104,406 $1.62 Million

Others Institutions Holding HFRO

# of Institutions

104

Shares Held

29.1M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

3.72M
Shares

$19.4 Million
0.0% of portfolio
Raymond James & Associates St Petersburg, FL

3.69M
Shares

$19.3 Million
0.01% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

3.02M
Shares

$15.8 Million
6.16% of portfolio
Royal Bank Of Canada Toronto, A6

2.59M
Shares

$13.5 Million
0.0% of portfolio
Envestnet Asset Management Inc

2.02M
Shares

$10.6 Million
0.0% of portfolio

View Full List

About HIGHLAND INCOME FUND\MA

Ticker HFRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Highland Funds I - Highland Floating Rate Opportunities Fund is a close-ended fixed income mutual fund launched by Highland Capital Management, L.P. It is managed by Highland Capital Management Fund Advisors, L.P. The fund invests in fixed income markets of countries across the globe. It primarily invests in floating rate loans and other securit...

More about HFRO

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