Cetera Advisor Networks LLC Nuveen Floating Rate Income Fund Transaction History

Cetera Advisor Networks LLC

$0
Q1 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	BUY	$8.16 - $8.75 $57,413 - $61,565	7,036 Added 23.42%	37,080 $323,000
Q4 2023 Feb 13, 2024	BUY	$7.65 - $8.22 $45,953 - $49,377	6,007 Added 24.99%	30,044 $246,000
Q3 2023 Nov 14, 2023	BUY	$7.84 - $8.26 $71,187 - $75,000	9,080 Added 60.71%	24,037 $197,000
Q2 2023 Aug 09, 2023	BUY	$7.74 - $8.51 $19,907 - $21,887	2,572 Added 20.77%	14,957 $118,000
Q1 2023 May 15, 2023	SELL	$7.73 - $8.72 $23,329 - $26,316	-3,018 Reduced 19.59%	12,385 $101,000
Q4 2022 Feb 14, 2023	BUY	$7.84 - $8.57 $120,759 - $132,003	15,403 New	15,403 $121,000
Q3 2021 Nov 16, 2021	SELL	$9.61 - $10.15 $114,359 - $120,785	-11,900 Closed	0 $0
Q2 2021 Aug 13, 2021	BUY	$9.54 - $10.02 $113,525 - $119,238	11,900 New	11,900 $119,000
Q1 2020 May 08, 2020	SELL	$5.34 - $10.35 $60,411 - $117,089	-11,313 Closed	0 $0
Q4 2019 Feb 10, 2020	SELL	$9.39 - $10.24 $12,451 - $13,578	-1,326 Reduced 10.49%	11,313 $116,000
Q3 2019 Nov 06, 2019	SELL	$9.48 - $9.85 $11,736 - $12,194	-1,238 Reduced 8.92%	12,639 $123,000
Q2 2019 Aug 12, 2019	SELL	$9.64 - $10.12 $19,048 - $19,997	-1,976 Reduced 12.46%	13,877 $137,000
Q1 2019 May 06, 2019	BUY	$9.33 - $10.12 $466 - $505	50 Added 0.32%	15,853 $153,000
Q4 2018 Feb 15, 2019	BUY	$8.86 - $10.45 $425 - $501	48 Added 0.3%	15,803 $145,000
Q3 2018 Nov 14, 2018	BUY	$10.18 - $10.48 $447 - $461	44 Added 0.28%	15,755 $164,000
Q2 2018 Aug 14, 2018	BUY	$10.45 - $10.95 $164,179 - $172,035	15,711 New	15,711 $164,000
Q1 2018 May 09, 2018	SELL	$10.78 - $11.29 $126,567 - $132,555	-11,741 Closed	0 $0
Q4 2017 Feb 08, 2018	BUY	$10.8 - $11.76 $126,802 - $138,074	11,741	11,741 $131,000

Others Institutions Holding JFR

# of Institutions

170

Shares Held

38.3M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

5.16M
Shares

$46.3 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

2.78M
Shares

$24.9 Million
0.01% of portfolio
Bank Of America Corp Charlotte, NC

2.43M
Shares

$21.8 Million
0.0% of portfolio
Invesco Ltd. Atlanta, GA

2.17M
Shares

$19.5 Million
0.0% of portfolio
International Assets Investment Management, LLC Orlando, FL

2.1M
Shares

$18.9 Million
0.65% of portfolio

About NUVEEN FLOATING RATE INCOME FUND

Ticker JFR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Fund is a close ended fixed income mutual fund launched by Nuveen Investments, Inc. It is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. The fund invests in fixed income markets of the United States. It primarily invests in adjustable rate secured and unsecured senior loans. Nuveen Floating ...

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