Cetera Advisor Networks LLC Oxford Lane Capital Corp. Transaction History

Cetera Advisor Networks LLC

$0
Q1 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	BUY	$4.97 - $5.39 $98,251 - $106,554	19,769 New	19,769 $100,000
Q3 2023 Nov 14, 2023	BUY	$4.85 - $5.65 $81,863 - $95,366	16,879 New	16,879 $84,000
Q4 2022 Feb 14, 2023	BUY	$4.9 - $5.61 $51,307 - $58,742	10,471 New	10,471 $53,000
Q3 2020 Nov 13, 2020	SELL	$4.02 - $4.65 $803 - $930	-200 Closed	0 $0
Q2 2020 Aug 13, 2020	SELL	$2.71 - $6.0 $788,864 - $1.75 Million	-291,094 Reduced 99.93%	200 $1,000

Q1 2020 May 08, 2020	BUY	$2.41 - $9.56 $261,757 - $1.04 Million	108,613 Added 59.46%	291,294 $1.22 Million
Q4 2019 Feb 10, 2020	BUY	$8.05 - $9.76 $221,318 - $268,331	27,493 Added 17.72%	182,681 $1.49 Million
Q3 2019 Nov 06, 2019	BUY	$9.25 - $10.78 $31,727 - $36,975	3,430 Added 2.26%	155,188 $1.44 Million
Q2 2019 Aug 12, 2019	BUY	$9.79 - $10.94 $199,784 - $223,252	20,407 Added 15.54%	151,758 $1.53 Million
Q1 2019 May 06, 2019	BUY	$9.7 - $10.45 $80,471 - $86,693	8,296 Added 6.74%	131,351 $1.29 Million
Q4 2018 Feb 15, 2019	BUY	$8.21 - $11.0 $46,542 - $62,359	5,669 Added 4.83%	123,055 $1.19 Million
Q3 2018 Nov 14, 2018	BUY	$10.51 - $11.46 $202,201 - $220,478	19,239 Added 19.6%	117,386 $1.24 Million
Q2 2018 Aug 14, 2018	BUY	$10.2 - $11.56 $1 Million - $1.13 Million	98,147 New	98,147 $1.02 Million
Q1 2018 May 09, 2018	SELL	$9.45 - $10.49 $792,080 - $879,250	-83,818 Closed	0 $0
Q4 2017 Feb 08, 2018	BUY	$9.16 - $10.94 $56,984 - $68,057	6,221 Added 8.02%	83,818 $839,000
Q3 2017 Nov 16, 2017	BUY	$10.03 - $10.92 $10,982 - $11,957	1,095 Added 1.43%	77,597 $796,000
Q2 2017 Aug 14, 2017	BUY	N/A	76,502	76,502 $759,000

Others Institutions Holding OXLC

# of Institutions

102

Shares Held

12M

Call Options Held

0

Put Options Held

0

Penserra Capital Management LLC Orinda, CA

3.01M
Shares

$16.4 Million
0.19% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

1.07M
Shares

$5.82 Million
0.0% of portfolio
Morgan Stanley New York, NY

876K
Shares

$4.78 Million
0.0% of portfolio
Wedbush Securities Inc

745K
Shares

$4.06 Million
0.14% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

701K
Shares

$3.82 Million
0.01% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Cetera Advisor Networks LLC, based on Form 13F filings with the SEC.

News

Stay updated on Cetera Advisor Networks LLC with notifications on news.