Cetera Advisor Networks LLC First Trust ETF Iii Riverfront Transaction History

Cetera Advisor Networks LLC

$0
Q1 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Nov 13, 2020	SELL	$53.69 - $58.29 $127,084 - $137,972	-2,367 Closed	0 $0
Q2 2020 Aug 13, 2020	BUY	$43.62 - $55.03 $103,248 - $130,256	2,367 New	2,367 $126,000
Q4 2019 Feb 10, 2020	SELL	$54.09 - $60.15 $239,185 - $265,983	-4,422 Closed	0 $0
Q3 2019 Nov 06, 2019	SELL	$52.61 - $57.45 $12,100 - $13,213	-230 Reduced 4.94%	4,422 $247,000
Q2 2019 Aug 12, 2019	SELL	$54.38 - $58.46 $338,189 - $363,562	-6,219 Reduced 57.21%	4,652 $263,000
Q1 2019 May 06, 2019	SELL	$50.68 - $57.25 $48,906 - $55,246	-965 Reduced 8.15%	10,871 $613,000
Q4 2018 Feb 15, 2019	BUY	$49.45 - $61.99 $77,389 - $97,014	1,565 Added 15.24%	11,836 $608,000
Q3 2018 Nov 14, 2018	BUY	$59.55 - $63.16 $611,638 - $648,716	10,271 New	10,271 $634,000

Others Institutions Holding RFDI

# of Institutions

49

Shares Held

1.44M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

353K
Shares

$27.4 Million
0.0% of portfolio
Per Stirling Capital Management, Llc. Austin, TX

205K
Shares

$15.9 Million
1.95% of portfolio
Envestnet Asset Management Inc

147K
Shares

$11.4 Million
0.0% of portfolio
Prospera Financial Services Inc

137K
Shares

$10.6 Million
0.19% of portfolio
River Front Investment Group, LLC Richmond, VA

125K
Shares

$9.7 Million
0.19% of portfolio

About FIRST TRUST ETF III RIVERFRONT

Ticker RFDI
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