Cetera Advisors LLC Nuveen Core Equity Alpha Fund Transaction History

Cetera Advisors LLC

$0
Q1 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	SELL	$12.12 - $13.16 $5,538 - $6,014	-457 Reduced 2.36%	18,943 $235,000
Q2 2023 Aug 09, 2023	SELL	$11.82 - $12.9 $23,640 - $25,800	-2,000 Reduced 9.35%	19,400 $247,000
Q1 2023 May 15, 2023	SELL	$11.82 - $13.37 $59,691 - $67,518	-5,050 Reduced 19.09%	21,400 $263,000
Q2 2022 Aug 11, 2022	BUY	$12.62 - $17.45 $4,101 - $5,671	325 Added 1.24%	26,450 $353,000
Q4 2021 Feb 14, 2022	BUY	$16.47 - $18.58 $823 - $928	50 Added 0.19%	26,125 $485,000
Q2 2021 Aug 13, 2021	BUY	$15.08 - $16.6 $23,072 - $25,398	1,530 Added 6.23%	26,075 $429,000
Q1 2021 May 17, 2021	BUY	$13.81 - $15.21 $40,049 - $44,109	2,900 Added 13.4%	24,545 $373,000
Q4 2020 Feb 17, 2021	BUY	$12.16 - $14.07 $8,512 - $9,849	700 Added 3.34%	21,645 $305,000
Q1 2020 May 08, 2020	SELL	$8.49 - $15.36 $7,208 - $13,040	-849 Reduced 3.9%	20,945 $225,000
Q4 2019 Feb 10, 2020	SELL	$13.93 - $14.79 $58,436 - $62,044	-4,195 Reduced 16.14%	21,794 $317,000
Q3 2019 Nov 06, 2019	SELL	$13.47 - $14.38 $8,472 - $9,045	-629 Reduced 2.36%	25,989 $373,000
Q2 2019 Aug 12, 2019	BUY	$13.17 - $14.25 $21,111 - $22,842	1,603 Added 6.41%	26,618 $373,000
Q1 2019 May 06, 2019	SELL	$11.78 - $14.09 $29,638 - $35,450	-2,516 Reduced 9.14%	25,015 $351,000
Q4 2018 Feb 15, 2019	SELL	$11.26 - $15.47 $33,780 - $46,410	-3,000 Reduced 9.83%	27,531 $332,000
Q3 2018 Nov 14, 2018	BUY	$14.4 - $16.47 $36,230 - $41,438	2,516 Added 8.98%	30,531 $477,000
Q2 2018 Aug 14, 2018	BUY	$14.39 - $15.44 $403,135 - $432,551	28,015 New	28,015 $409,000
Q1 2018 May 09, 2018	SELL	$14.17 - $15.58 $363,871 - $400,078	-25,679 Closed	0 $0
Q4 2017 Feb 08, 2018	BUY	$14.39 - $16.14 $369,520 - $414,459	25,679	25,679 $374,000

Others Institutions Holding JCE

# of Institutions

51

Shares Held

3.72M

Call Options Held

0

Put Options Held

0

Baird Financial Group, Inc. Milwaukee, WI

511K
Shares

$8.04 Million
0.02% of portfolio
Raymond James & Associates St Petersburg, FL

415K
Shares

$6.54 Million
0.0% of portfolio
Morgan Stanley New York, NY

311K
Shares

$4.9 Million
0.0% of portfolio
Invesco Ltd. Atlanta, GA

242K
Shares

$3.81 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

224K
Shares

$3.52 Million
0.02% of portfolio

About Nuveen Core Equity Alpha Fund

Ticker JCE
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Core Equity Alpha Fund is a closed-ended equity mutual fund launched by Nuveen Investments Inc. The fund is co-managed by Nuveen Fund Advisors LLC, Nuveen Asset Management, LLC, and INTECH Investment Management. It invests in the public equity markets of the United States. The fund also invests some portion of its portfolio in derivatives...

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