Cetera Advisors LLC Prospect Capital Corp Transaction History

Cetera Advisors LLC

$0
Q1 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	BUY	$5.33 - $6.24 $72,392 - $84,751	13,582 Added 17.5%	91,212 $503,000
Q4 2023 Feb 13, 2024	SELL	$5.08 - $6.18 $26,375 - $32,086	-5,192 Reduced 6.27%	77,630 $465,000
Q3 2023 Nov 14, 2023	BUY	$5.94 - $6.65 $178,009 - $199,287	29,968 Added 56.7%	82,822 $501,000
Q2 2023 Aug 09, 2023	BUY	$6.08 - $6.94 $95,085 - $108,534	15,639 Added 42.02%	52,854 $327,000
Q1 2023 May 15, 2023	BUY	$6.67 - $7.66 $22,584 - $25,936	3,386 Added 10.01%	37,215 $259,000

Q4 2022 Feb 14, 2023	SELL	$6.39 - $7.82 $79,804 - $97,663	-12,489 Reduced 26.96%	33,829 $236,000
Q3 2022 Nov 10, 2022	BUY	$6.11 - $19.55 $26,945 - $86,215	4,410 Added 10.52%	46,318 $287,000
Q2 2022 Aug 11, 2022	BUY	$6.68 - $8.48 $1,482 - $1,882	222 Added 0.53%	41,908 $293,000
Q1 2022 May 12, 2022	BUY	$7.86 - $8.89 $25,812 - $29,194	3,284 Added 8.55%	41,686 $345,000
Q4 2021 Feb 14, 2022	SELL	$7.83 - $9.0 $9,513 - $10,935	-1,215 Reduced 3.07%	38,402 $323,000
Q3 2021 Nov 16, 2021	SELL	$7.69 - $8.46 $11,535 - $12,690	-1,500 Reduced 3.65%	39,617 $305,000
Q2 2021 Aug 13, 2021	BUY	$7.62 - $9.22 $37,177 - $44,984	4,879 Added 13.46%	41,117 $345,000
Q1 2021 May 17, 2021	BUY	$5.51 - $7.98 $77,090 - $111,648	13,991 Added 62.89%	36,238 $278,000
Q3 2020 Nov 13, 2020	SELL	$4.68 - $5.17 $209,827 - $231,796	-44,835 Reduced 66.84%	22,247 $112,000
Q2 2020 Aug 13, 2020	SELL	$3.78 - $5.74 $20,034 - $30,422	-5,300 Reduced 7.32%	67,082 $343,000
Q1 2020 May 08, 2020	BUY	$4.04 - $6.61 $34,340 - $56,185	8,500 Added 13.31%	72,382 $308,000
Q4 2019 Feb 10, 2020	SELL	$6.37 - $6.7 $15,288 - $16,080	-2,400 Reduced 3.62%	63,882 $412,000
Q2 2019 Aug 12, 2019	SELL	$6.24 - $6.83 $7,631 - $8,353	-1,223 Reduced 1.81%	66,282 $436,000
Q4 2018 Feb 15, 2019	SELL	$5.77 - $7.27 $12,693 - $15,993	-2,200 Reduced 3.16%	67,505 $424,000
Q3 2018 Nov 14, 2018	BUY	$6.67 - $7.58 $14,480 - $16,456	2,171 Added 3.21%	69,705 $509,000
Q2 2018 Aug 14, 2018	SELL	$6.3 - $6.93 $24,292 - $26,722	-3,856 Reduced 5.4%	67,534 $454,000
Q1 2018 May 09, 2018	BUY	$6.21 - $7.01 $27,945 - $31,545	4,500 Added 6.73%	71,390 $471,000
Q4 2017 Feb 08, 2018	SELL	$5.56 - $7.26 $11,676 - $15,246	-2,100 Reduced 3.04%	66,890 $451,000
Q3 2017 Nov 16, 2017	BUY	$6.55 - $8.18 $14,410 - $17,996	2,200 Added 3.29%	68,990 $466,000
Q2 2017 Aug 14, 2017	BUY	N/A	66,790	66,790 $541,000

Others Institutions Holding PSEC

# of Institutions

248

Shares Held

37.4M

Call Options Held

Put Options Held

7.64M

View Full List

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

More about PSEC

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Cetera Advisors LLC, based on Form 13F filings with the SEC.

News

Stay updated on Cetera Advisors LLC with notifications on news.

Account