Cetera Investment Advisers Advent Convertible & Income Fund Transaction History

Cetera Investment Advisers

$44.2 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 22, 2024	SELL	$11.23 - $12.18 $45,021 - $48,829	-4,009 Reduced 17.34%	19,116 $227,000
Q1 2024 May 24, 2024	BUY	$11.08 - $12.1 $256,225 - $279,812	23,125 New	23,125 $276,000
Q4 2023 Feb 13, 2024	SELL	$9.27 - $11.5 $3,745 - $4,646	-404 Reduced 2.94%	13,352 $151,000
Q3 2023 Nov 14, 2023	SELL	$10.39 - $11.96 $23,647 - $27,220	-2,276 Reduced 14.2%	13,756 $144,000
Q2 2023 Aug 09, 2023	BUY	$11.01 - $11.88 $33,184 - $35,806	3,014 Added 23.15%	16,032 $187,000
Q1 2023 May 15, 2023	SELL	$11.06 - $13.13 $4,103 - $4,871	-371 Reduced 2.77%	13,018 $150,000
Q4 2022 Feb 14, 2023	BUY	$10.43 - $12.32 $139,647 - $164,952	13,389 New	13,389 $145,000

Others Institutions Holding AVK

# of Institutions

95

Shares Held

11.2M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.57M
Shares

$19.1 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$12.1 Million
0.25% of portfolio
Absolute Investment Advisers LLC

797K
Shares

$9.67 Million
1.21% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$9.04 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

670K
Shares

$8.13 Million
0.06% of portfolio

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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