Cetera Investment Advisers Spdr S&P 600 Small Cap ETF Transaction History

Cetera Investment Advisers

$41.3 Billion
Q1 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 15, 2023	SELL	$79.99 - $93.53 $30,396 - $35,541	-380 Reduced 8.01%	4,366 $366,000
Q4 2022 Feb 14, 2023	BUY	$80.75 - $88.73 $383,239 - $421,112	4,746 New	4,746 $390,000
Q2 2022 Aug 11, 2022	SELL	N/A	-1,607 Reduced 26.81%	4,387 $351,000
Q1 2022 May 13, 2022	BUY	N/A	2,755 Added 85.06%	5,994 $561,000
Q4 2021 Feb 14, 2022	SELL	N/A	-209 Reduced 6.06%	3,239 $322,000

Q3 2021 Nov 16, 2021	BUY	N/A	393 Added 12.86%	3,448 $327,000
Q2 2021 Aug 13, 2021	BUY	N/A	302 Added 10.97%	3,055 $299,000
Q1 2021 May 17, 2021	BUY	N/A	2,753 New	2,753 $259,000
Q3 2020 Nov 13, 2020	SELL	N/A	-4,568 Closed	0 $0
Q2 2020 Aug 13, 2020	BUY	N/A	74 Added 1.65%	4,568 $270,000
Q1 2020 May 08, 2020	SELL	N/A	-5,658 Reduced 55.73%	4,494 $218,000
Q4 2019 Feb 10, 2020	BUY	N/A	1,819 Added 21.83%	10,152 $741,000
Q3 2019 Nov 06, 2019	SELL	N/A	-1,553 Reduced 15.71%	8,333 $557,000
Q2 2019 Aug 12, 2019	BUY	N/A	4,793 Added 94.11%	9,886 $669,000
Q1 2019 May 06, 2019	BUY	N/A	639 Added 14.35%	5,093 $341,000
Q2 2017 Aug 14, 2017	BUY	N/A	4,454	4,454 $550,000

Others Institutions Holding SLY

# of Institutions

17

Shares Held

588K

Call Options Held

0

Put Options Held

0

About SPDR S&P 600 SMALL CAP ETF

Ticker SLY
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