Commonwealth Equity Services, LLC China Fund Inc Transaction History

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2019 Jul 19, 2019	SELL	$18.56 - $21.64 $401,712 - $468,376	-21,644 Closed	0 $0
Q1 2019 May 13, 2019	SELL	$16.51 - $20.51 $23,477 - $29,165	-1,422 Reduced 6.16%	21,644 $441,000
Q4 2018 Feb 11, 2019	BUY	$16.45 - $19.58 $17,617 - $20,970	1,071 Added 4.87%	23,066 $389,000
Q3 2018 Nov 06, 2018	BUY	$18.71 - $21.1 $7,989 - $9,009	427 Added 1.98%	21,995 $431,000
Q2 2018 Jul 31, 2018	SELL	$20.36 - $22.83 $22,905 - $25,683	-1,125 Reduced 4.96%	21,568 $451,000
Q1 2018 May 14, 2018	BUY	$21.4 - $24.7 $4,964 - $5,730	232 Added 1.03%	22,693 $502,000
Q4 2017 Feb 12, 2018	BUY	$20.39 - $22.26 $457,979 - $499,981	22,461	22,461 $486,000

Others Institutions Holding CHN

# of Institutions

27

Shares Held

6.3M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

3.47M
Shares

$43.4 Million
3.0% of portfolio
Lazard Asset Management LLC New York, NY

1.25M
Shares

$15.6 Million
0.02% of portfolio
Allspring Global Investments Holdings, LLC

903K
Shares

$11.3 Million
0.02% of portfolio
1607 Capital Partners, LLC Richmond, VA

289K
Shares

$3.62 Million
0.26% of portfolio
Karpus Management, Inc. Pittsford, NY

83.7K
Shares

$1.05 Million
0.03% of portfolio

About CHINA FUND INC

Ticker CHN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The China Fund, Inc. is a closed ended equity mutual fund launched and managed by Allianz Global Investors U.S. LLC. It invests in the public equity markets of China that includes the People's Republic of China, Hong Kong, and Taiwan. The fund invests in stocks of companies operating across diversified sectors. It employs a combination of fundam...

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