Commonwealth Equity Services, LLC Franklin LTD Duration Income Trust Transaction History

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 07, 2023	BUY	$5.95 - $6.54 $60,404 - $66,394	10,152 New	10,152 $63,000
Q1 2022 May 04, 2022	SELL	$7.29 - $9.14 $89,280 - $111,937	-12,247 Closed	0 $0
Q4 2021 Jan 31, 2022	SELL	$8.68 - $9.23 $74,552 - $79,276	-8,589 Reduced 41.22%	12,247 $111,000
Q3 2021 Oct 29, 2021	BUY	$9.09 - $9.43 $1,190 - $1,235	131 Added 0.63%	20,836 $189,000
Q2 2021 Aug 11, 2021	SELL	$9.13 - $9.33 $32,393 - $33,102	-3,548 Reduced 14.63%	20,705 $190,000
Q1 2021 May 04, 2021	SELL	$9.11 - $9.55 $21,308 - $22,337	-2,339 Reduced 8.8%	24,253 $222,000
Q4 2020 Feb 11, 2021	SELL	$8.24 - $9.42 $189,346 - $216,462	-22,979 Reduced 46.36%	26,592 $250,000
Q3 2020 Nov 05, 2020	SELL	$8.52 - $9.0 $16,111 - $17,019	-1,891 Reduced 3.67%	49,571 $422,000
Q2 2020 Aug 12, 2020	SELL	$7.2 - $8.68 $7,149 - $8,619	-993 Reduced 1.89%	51,462 $435,000
Q1 2020 May 11, 2020	BUY	$6.18 - $9.76 $11,117 - $17,558	1,799 Added 3.55%	52,455 $411,000
Q4 2019 Feb 05, 2020	BUY	$9.17 - $9.77 $8,317 - $8,861	907 Added 1.82%	50,656 $485,000
Q3 2019 Oct 30, 2019	BUY	$9.31 - $9.73 $2,727 - $2,850	293 Added 0.59%	49,749 $463,000
Q2 2019 Jul 19, 2019	SELL	$9.45 - $9.74 $13,768 - $14,191	-1,457 Reduced 2.86%	49,456 $476,000
Q1 2019 May 13, 2019	SELL	$9.1 - $9.7 $1,119 - $1,193	-123 Reduced 0.24%	50,913 $490,000
Q4 2018 Feb 11, 2019	SELL	$8.73 - $10.24 $19,188 - $22,507	-2,198 Reduced 4.13%	51,036 $460,000
Q3 2018 Nov 06, 2018	SELL	$10.1 - $11.55 $29,845 - $34,130	-2,955 Reduced 5.26%	53,234 $541,000
Q2 2018 Jul 31, 2018	BUY	$10.88 - $11.25 $49,416 - $51,097	4,542 Added 8.79%	56,189 $614,000
Q1 2018 May 14, 2018	SELL	$11.13 - $12.02 $3,261 - $3,521	-293 Reduced 0.56%	51,647 $576,000
Q4 2017 Feb 12, 2018	BUY	$11.52 - $12.13 $598,348 - $630,032	51,940	51,940 $614,000

Others Institutions Holding FTF

# of Institutions

82

Shares Held

13.7M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.96M
Shares

$12.8 Million
0.0% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.76M
Shares

$11.6 Million
0.05% of portfolio
Penserra Capital Management LLC Orinda, CA

1.15M
Shares

$7.53 Million
0.17% of portfolio
Cetera Investment Advisers Schaumburg, IL

867K
Shares

$5.7 Million
0.01% of portfolio
Invesco Ltd. Atlanta, GA

805K
Shares

$5.29 Million
0.0% of portfolio

About FRANKLIN LTD DURATION INCOME TRUST

Ticker FTF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Franklin Limited Duration Income Trust is a closed-ended fixed income mutual fund launched by Franklin Resources, Inc. The fund is managed by Franklin Advisers, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in mortgage-backed securities, asset-backed securities, floating rate bank loans, and high yi...

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