Commonwealth Equity Services, LLC Western Asset High Income Opportunity Fund Inc. Transaction History

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

27 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Jul 31, 2024	SELL	$3.71 - $3.94 $348 - $370	-94 Reduced 0.69%	13,603 $52,000
Q1 2024 Apr 29, 2024	SELL	$3.88 - $4.02 $25,282 - $26,194	-6,516 Reduced 32.24%	13,697 $53,000
Q4 2023 Feb 06, 2024	SELL	$3.54 - $3.89 $80,573 - $88,540	-22,761 Reduced 52.96%	20,213 $78,000
Q3 2023 Oct 23, 2023	SELL	$3.64 - $3.88 $7,483 - $7,977	-2,056 Reduced 4.57%	42,974 $156,000
Q2 2023 Aug 10, 2023	SELL	$3.65 - $3.92 $8,325 - $8,941	-2,281 Reduced 4.82%	45,030 $170,000
Q1 2023 May 11, 2023	BUY	$3.74 - $4.16 $310 - $345	83 Added 0.18%	47,311 $180,000
Q4 2022 Feb 07, 2023	BUY	$3.62 - $4.1 $29,293 - $33,177	8,092 Added 20.68%	47,228 $186,000
Q3 2022 Nov 14, 2022	BUY	$3.68 - $4.31 $23,044 - $26,989	6,262 Added 19.05%	39,136 $144,000
Q2 2022 Jul 19, 2022	BUY	$3.82 - $4.63 $55,703 - $67,514	14,582 Added 79.72%	32,874 $130,000
Q1 2022 May 04, 2022	SELL	$4.37 - $5.17 $207,876 - $245,931	-47,569 Reduced 72.23%	18,292 $81,000
Q4 2021 Jan 31, 2022	SELL	$5.01 - $5.28 $6,768 - $7,133	-1,351 Reduced 2.01%	65,861 $342,000
Q3 2021 Oct 29, 2021	SELL	$5.11 - $5.35 $13,587 - $14,225	-2,659 Reduced 3.81%	67,212 $348,000
Q2 2021 Aug 11, 2021	BUY	$5.05 - $5.31 $58,494 - $61,505	11,583 Added 19.87%	69,871 $368,000
Q1 2021 May 04, 2021	SELL	$4.89 - $5.08 $24,166 - $25,105	-4,942 Reduced 7.82%	58,288 $296,000
Q4 2020 Feb 11, 2021	BUY	$4.86 - $5.06 $23,974 - $24,960	4,933 Added 8.46%	63,230 $312,000
Q3 2020 Nov 05, 2020	BUY	$4.63 - $5.09 $166,550 - $183,097	35,972 Added 161.13%	58,297 $285,000
Q2 2020 Aug 12, 2020	BUY	$3.88 - $4.8 $31,249 - $38,659	8,054 Added 56.44%	22,325 $103,000
Q1 2020 May 11, 2020	SELL	$3.12 - $5.27 $399 - $674	-128 Reduced 0.89%	14,271 $60,000
Q4 2019 Feb 05, 2020	SELL	$4.95 - $5.08 $10,766 - $11,049	-2,175 Reduced 13.12%	14,399 $73,000
Q3 2019 Oct 30, 2019	BUY	$4.98 - $5.17 $22,360 - $23,213	4,490 Added 37.16%	16,574 $83,000
Q2 2019 Jul 19, 2019	SELL	$4.85 - $5.13 $63,083 - $66,725	-13,007 Reduced 51.84%	12,084 $62,000
Q1 2019 May 13, 2019	BUY	$4.43 - $4.89 $47,848 - $52,816	10,801 Added 75.58%	25,091 $121,000
Q4 2018 Feb 11, 2019	SELL	$4.16 - $4.8 $2,899 - $3,345	-697 Reduced 4.65%	14,290 $62,000
Q3 2018 Nov 06, 2018	SELL	$4.75 - $4.86 $82,274 - $84,180	-17,321 Reduced 53.61%	14,987 $71,000
Q2 2018 Jul 31, 2018	SELL	$4.76 - $4.88 $3,555 - $3,645	-747 Reduced 2.26%	32,308 $156,000
Q1 2018 May 14, 2018	SELL	$4.77 - $5.13 $1,631 - $1,754	-342 Reduced 1.02%	33,055 $159,000
Q4 2017 Feb 12, 2018	BUY	$4.92 - $5.18 $164,313 - $172,996	33,397	33,397 $169,000

Others Institutions Holding HIO

# of Institutions

104

Shares Held

29.9M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

4.95M
Shares

$19.1 Million
0.0% of portfolio
Capital Investment Advisors, LLC

3.41M
Shares

$13.2 Million
0.29% of portfolio
Pathstone Holdings, LLC Englewood, NJ

2.97M
Shares

$11.4 Million
0.05% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.71M
Shares

$6.6 Million
0.38% of portfolio
Penserra Capital Management LLC Orinda, CA

1.2M
Shares

$4.63 Million
0.11% of portfolio

View Full List

About WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Ticker HIO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Income Opportunity Fund Inc. is a closed ended fixed-income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Western Asset Management Company and Western Asset Management Company Limited. The fund invests in the fixed income markets of the United States. It seeks to invest in high-...

More about HIO

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