Commonwealth Equity Services, LLC Western Asset High Yield Defined Opportunity Fund Inc. Transaction History

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 06, 2024	SELL	$11.02 - $12.1 $25,709 - $28,229	-2,333 Reduced 16.12%	12,140 $147,000
Q3 2023 Oct 23, 2023	SELL	$11.33 - $11.96 $12,825 - $13,538	-1,132 Reduced 7.25%	14,473 $166,000
Q2 2023 Aug 10, 2023	SELL	$11.2 - $12.02 $11,032 - $11,839	-985 Reduced 5.94%	15,605 $183,000
Q1 2023 May 11, 2023	BUY	$11.55 - $12.77 $103 - $114	9 Added 0.05%	16,590 $198,000
Q4 2022 Feb 07, 2023	SELL	$11.34 - $12.48 $11,135 - $12,255	-982 Reduced 5.59%	16,581 $206,000
Q3 2022 Nov 14, 2022	SELL	$11.21 - $12.89 $55,881 - $64,256	-4,985 Reduced 22.11%	17,563 $196,000
Q2 2022 Jul 19, 2022	SELL	$11.7 - $14.07 $35,731 - $42,969	-3,054 Reduced 11.93%	22,548 $274,000
Q1 2022 May 04, 2022	BUY	$13.37 - $15.77 $40,270 - $47,499	3,012 Added 13.33%	25,602 $355,000
Q4 2021 Jan 31, 2022	SELL	$14.95 - $16.45 $59,411 - $65,372	-3,974 Reduced 14.96%	22,590 $356,000
Q3 2021 Oct 29, 2021	BUY	$15.48 - $15.99 $5,510 - $5,692	356 Added 1.36%	26,564 $423,000
Q2 2021 Aug 11, 2021	BUY	$15.25 - $15.69 $6,984 - $7,186	458 Added 1.78%	26,208 $411,000
Q1 2021 May 04, 2021	BUY	$15.01 - $15.53 $7,505 - $7,765	500 Added 1.98%	25,750 $397,000
Q4 2020 Feb 11, 2021	BUY	$14.08 - $15.42 $88,112 - $96,498	6,258 Added 32.95%	25,250 $389,000
Q3 2020 Nov 05, 2020	BUY	$13.85 - $14.77 $263,039 - $280,511	18,992 New	18,992 $266,000

Others Institutions Holding HYI

# of Institutions

51

Shares Held

6.01M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.49M
Shares

$17.9 Million
0.41% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

882K
Shares

$10.6 Million
0.65% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

498K
Shares

$5.98 Million
0.01% of portfolio
Guggenheim Capital LLC Chicago, IL

380K
Shares

$4.57 Million
0.03% of portfolio
Wells Fargo & Company San Francisco, CA

348K
Shares

$4.17 Million
0.0% of portfolio

About Western Asset High Yield Defined Opportunity Fund Inc.

Ticker HYI
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Yield Defined Opportunity Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. The fund is co-managed by Western Asset Management Company, Western Asset Management Company Pte. Ltd., Western Asset Management Company Ltd and Western Asset Management Company Limited....

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