Commonwealth Equity Services, LLC Pimco California Municipal Income Fund Iii Transaction History

Commonwealth Equity Services, LLC

$63.2 Billion
Q2 2024

23 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 Apr 29, 2024	BUY	$7.11 - $7.82 $90,773 - $99,837	12,767 New	12,767 $97,000
Q1 2023 May 11, 2023	SELL	$7.37 - $8.4 $50,904 - $58,018	-6,907 Reduced 38.08%	11,231 $87,000
Q4 2022 Feb 07, 2023	BUY	$7.26 - $8.73 $14,578 - $17,529	2,008 Added 12.45%	18,138 $151,000
Q3 2022 Nov 14, 2022	SELL	$7.24 - $8.82 $42,520 - $51,799	-5,873 Reduced 26.69%	16,130 $117,000
Q2 2022 Jul 19, 2022	SELL	$7.75 - $8.92 $434 - $499	-56 Reduced 0.25%	22,003 $181,000
Q1 2022 May 04, 2022	SELL	$8.68 - $11.0 $52,522 - $66,561	-6,051 Reduced 21.53%	22,059 $196,000
Q4 2021 Jan 31, 2022	SELL	$10.65 - $11.19 $26,571 - $27,919	-2,495 Reduced 8.15%	28,110 $312,000
Q3 2021 Oct 29, 2021	BUY	$10.99 - $11.74 $802 - $857	73 Added 0.24%	30,605 $336,000
Q2 2021 Aug 11, 2021	BUY	$10.63 - $11.47 $1,201 - $1,296	113 Added 0.37%	30,532 $350,000
Q1 2021 May 04, 2021	BUY	$10.09 - $10.77 $1,251 - $1,335	124 Added 0.41%	30,419 $320,000
Q4 2020 Feb 11, 2021	SELL	$9.94 - $10.81 $7,753 - $8,431	-780 Reduced 2.51%	30,295 $310,000
Q3 2020 Nov 05, 2020	SELL	$10.1 - $11.12 $36,693 - $40,398	-3,633 Reduced 10.47%	31,075 $330,000
Q2 2020 Aug 12, 2020	SELL	$9.21 - $10.2 $155,906 - $172,665	-16,928 Reduced 32.78%	34,708 $348,000
Q1 2020 May 11, 2020	BUY	$7.35 - $11.54 $1,484 - $2,331	202 Added 0.39%	51,636 $502,000
Q4 2019 Feb 05, 2020	BUY	$11.2 - $11.64 $2,385 - $2,479	213 Added 0.42%	51,434 $586,000
Q3 2019 Oct 30, 2019	BUY	$10.58 - $11.52 $141,412 - $153,976	13,366 Added 35.31%	51,221 $574,000
Q2 2019 Jul 19, 2019	BUY	$10.27 - $11.18 $2,321 - $2,526	226 Added 0.6%	37,855 $423,000
Q1 2019 May 13, 2019	BUY	$9.74 - $11.09 $2,386 - $2,717	245 Added 0.66%	37,629 $415,000
Q4 2018 Feb 11, 2019	BUY	$9.33 - $10.19 $81,665 - $89,193	8,753 Added 30.57%	37,384 $356,000
Q3 2018 Nov 06, 2018	SELL	$10.06 - $10.92 $3,651 - $3,963	-363 Reduced 1.25%	28,631 $290,000
Q2 2018 Jul 31, 2018	SELL	$9.58 - $10.37 $17,263 - $18,686	-1,802 Reduced 5.85%	28,994 $301,000
Q1 2018 May 14, 2018	BUY	$9.55 - $10.69 $45,352 - $50,766	4,749 Added 18.23%	30,796 $297,000
Q4 2017 Feb 12, 2018	BUY	$10.17 - $10.92 $264,897 - $284,433	26,047	26,047 $272,000

Others Institutions Holding PZC

# of Institutions

Shares Held

2.6M

Call Options Held

Put Options Held

Guggenheim Capital LLC Chicago, IL

517K
Shares

$3.91 Million
0.03% of portfolio
Advisors Asset Management, Inc. Monument, CO

516K
Shares

$3.9 Million
0.07% of portfolio
Hennion & Walsh Asset Management, Inc.

395K
Shares

$2.99 Million
0.15% of portfolio
Ubs Group Ag

312K
Shares

$2.36 Million
0.0% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

118K
Shares

$889,042
0.04% of portfolio

View Full List

About PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Ticker PZC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PIMCO California Municipal Income Fund III is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. It is co-managed by Pacific Investment Management Company LLC. The fund invests in fixed income markets. It seeks to invest in stocks of companies operating across diversified sectors. Its in...

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