Cornerstone Advisors, LLC Japan Smaller Capitalization Fund Inc Transaction History

Cornerstone Advisors, LLC

$2.51 Billion
Q3 2024

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 09, 2023	SELL	$7.11 - $7.47 $546,353 - $574,017	-76,843 Reduced 60.37%	50,452 $358,000
Q2 2023 Aug 11, 2023	SELL	$6.79 - $7.56 $937,875 - $1.04 Million	-138,126 Reduced 52.04%	127,295 $916,000
Q1 2023 May 12, 2023	SELL	$6.39 - $6.97 $179,181 - $195,445	-28,041 Reduced 9.56%	265,421 $1.83 Million
Q4 2022 Feb 14, 2023	SELL	$5.62 - $6.56 $295,207 - $344,583	-52,528 Reduced 15.18%	293,462 $1.9 Million
Q3 2022 Nov 10, 2022	BUY	$5.79 - $6.7 $251,598 - $291,141	43,454 Added 14.36%	345,990 $2.03 Million
Q2 2022 Aug 12, 2022	SELL	$6.22 - $7.19 $604,453 - $698,717	-97,179 Reduced 24.31%	302,536 $1.91 Million
Q1 2022 May 12, 2022	SELL	$7.08 - $8.05 $534,540 - $607,775	-75,500 Reduced 15.89%	399,715 $2.86 Million
Q4 2021 May 11, 2022	BUY	$7.76 - $9.03 $12,097 - $14,077	1,559 Added 0.33%	475,215 $3.74 Million
Q3 2021 Nov 12, 2021	BUY	$8.75 - $9.62 $464,572 - $510,764	53,094 Added 12.62%	473,656 $4.29 Million
Q2 2021 Aug 13, 2021	BUY	$8.78 - $9.53 $776,986 - $843,357	88,495 Added 26.65%	420,562 $3.79 Million
Q1 2021 May 13, 2021	BUY	$8.69 - $9.56 $2.18 Million - $2.4 Million	251,067 Added 309.96%	332,067 $3.09 Million
Q4 2020 Feb 11, 2021	SELL	$8.25 - $9.8 $47,157 - $56,016	-5,716 Reduced 6.59%	81,000 $732,000
Q3 2020 Nov 13, 2020	SELL	$7.67 - $8.8 $223,258 - $256,150	-29,108 Reduced 25.13%	86,716 $752,000
Q2 2020 Aug 11, 2020	SELL	$6.52 - $8.14 $441,078 - $550,671	-67,650 Reduced 36.87%	115,824 $906,000
Q1 2020 May 13, 2020	SELL	$5.79 - $9.11 $861,331 - $1.36 Million	-148,762 Reduced 44.78%	183,474 $1.29 Million
Q4 2019 Feb 12, 2020	BUY	$8.66 - $9.57 $2.88 Million - $3.18 Million	332,236 New	332,236 $2.97 Million

Others Institutions Holding JOF

# of Institutions

Shares Held

22.6M

Call Options Held

Put Options Held

Allspring Global Investments Holdings, LLC

5.71M
Shares

$42.9 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$38.8 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$34.4 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$16.9 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$7.96 Million
0.28% of portfolio

View Full List

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

More about JOF

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