Cowen Investment Management LLC Portfolio Holdings by Sector

Cowen Investment Management LLC

Industry	Value	Buys	Sells	New Positions	Closed Positions	Options
Banks—Diversified \| Financial Services SMFG 1 stocks	$40,902 43.16% of portfolio	-	1	-	-	0 Calls 0 Puts
ETFs \| ETFs SPY TLT 2 stocks	$30,162 31.82% of portfolio	1	1	1	-	0 Calls 2 Puts
Banks—Regional \| Financial Services LYG 1 stocks	$9,417 9.94% of portfolio	-	-	-	-	0 Calls 0 Puts
Specialty Business Services \| Industrials RTO 1 stocks	$5,306 5.6% of portfolio	-	-	-	-	0 Calls 0 Puts
Telecom Services \| Communication Services LBRDA LBRDK 2 stocks	$4,662 4.92% of portfolio	2	-	-	-	0 Calls 0 Puts
Asset Management \| Financial Services KMF 1 stocks	$3,630 3.83% of portfolio	-	1	-	-	0 Calls 0 Puts
Computer Hardware \| Technology NNDM 1 stocks	$435 0.46% of portfolio	-	-	-	-	0 Calls 0 Puts
Engineering & Construction \| Industrials VATE 1 stocks	$202 0.21% of portfolio	-	-	-	-	0 Calls 0 Puts
Internet Content & Information \| Communication Services LTRPA 1 stocks	$59 0.06% of portfolio	-	1	-	-	0 Calls 0 Puts

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