Credit Suisse Ag Closed Holding Positions

Credit Suisse Ag

$101 Billion
Q1 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Elbit Imaging LTD	Q1 2019 Filed on May 14, 2019	27,499	N/A
Invacare Corp	Q1 2019 Filed on May 14, 2019	1,000,000	N/A
Sendgrid Inc	Q1 2019 Filed on May 14, 2019	44,022	N/A
EEMX Spdr Idx Shs Fds Msci Emerging	Q1 2019 Filed on May 14, 2019	34,162	N/A
SPBO Spdr Ser Tr Spdr Portfolio Cor ETFs	Q1 2019 Filed on May 14, 2019	22,367	$27.02 - $28.44 $604K - $636K
SPMD Spdr Portfolio ETFs	Q1 2019 Filed on May 14, 2019	10,785	N/A
Ssga Active ETF Tr	Q1 2019 Filed on May 14, 2019	10,039	N/A
Vistra Energy Corp	Q1 2019 Filed on May 14, 2019	215,012	N/A
Windstream Hldgs Inc	Q1 2019 Filed on May 14, 2019	16,625	N/A
Medley Mgmt Inc	Q1 2019 Filed on May 14, 2019	250,001	N/A
Protective Ins Corp	Q1 2019 Filed on May 14, 2019	10,088	N/A
VVR Invesco Senior Income Trust Financial Services	Q1 2019 Filed on May 14, 2019	130,000	$3.97 - $4.26 $516K - $554K
JPS Nuveen Preferred & Income Securities Fund Financial Services	Q1 2019 Filed on May 14, 2019	81,755	$8.25 - $9.17 $674K - $750K
Convergeone Hldgs Inc	Q1 2019 Filed on May 14, 2019	21,132	N/A
Americas Silver Corp	Q1 2019 Filed on May 14, 2019	26,580	N/A
Pernix Therapeutics Hldgs In	Q1 2019 Filed on May 14, 2019	61,577	N/A
FSTA Fidelity Covington Tr Msci Con ETFs	Q1 2019 Filed on May 14, 2019	16,808	N/A
Direxion Shs ETF Tr	Q1 2019 Filed on May 14, 2019	200,000	N/A
Spdr Index Shs Fds	Q1 2019 Filed on May 14, 2019	5,398	N/A
INKM Ssga Active ETF Tr ETFs	Q1 2019 Filed on May 14, 2019	15,101	N/A
GVI Ishares Tr ETFs	Q1 2019 Filed on May 14, 2019	6,123	$108.03 - $110.44 $661K - $676K
FMAT Fidelity Covington Tr Msci Mat ETFs	Q1 2019 Filed on May 14, 2019	11,323	$27.79 - $32.16 $315K - $364K
ERSX Entrepreneurshares Sr Tr Ersha ETFs	Q1 2019 Filed on May 14, 2019	100,000	N/A
YTRA Yatra Online, Inc. Consumer Cyclical	Q1 2019 Filed on May 14, 2019	13,674	$3.8 - $5.21 $52K - $71.2K
ONEV Spdr Russell 1000 Low Volatili ETFs	Q1 2019 Filed on May 14, 2019	3,925	N/A
ONEO Spdr Russell 1000 Momentum Foc ETFs	Q1 2019 Filed on May 14, 2019	5,969	N/A
HQH Tekla Healthcare Investors Financial Services	Q1 2019 Filed on May 14, 2019	15,269	$18.39 - $21.16 $281K - $323K
AGMH Agm Group Holdings, Inc. Technology	Q1 2019 Filed on May 14, 2019	7,554	$19.25 - $31.05 $145K - $235K
Bank Amer Corp	Q1 2019 Filed on May 14, 2019	23,550	N/A
Barclays Bk PLC	Q1 2019 Filed on May 14, 2019	1,046,300	N/A
TBT Proshares Ultrashort 20+Year T ETFs	Q1 2019 Filed on May 14, 2019	90,000	N/A
Tronox LTD	Q1 2019 Filed on May 14, 2019	110,000	N/A
Acxiom Holdings Inc	Q4 2018 Filed on Feb 13, 2019	68,746	N/A
Aetna Inc New	Q4 2018 Filed on Feb 13, 2019	552,685	N/A
ASPS Altisource Portfolio Solutions S.A. Real Estate	Q4 2018 Filed on Feb 13, 2019	9,525	$19.64 - $32.44 $187K - $309K
American Railcar Inds Inc	Q4 2018 Filed on Feb 13, 2019	8,359	N/A
Amtrust Finl Svcs Inc	Q4 2018 Filed on Feb 13, 2019	446,869	N/A
Blackrock Capital Investment	Q4 2018 Filed on Feb 13, 2019	2,000,000	N/A
Ca Inc	Q4 2018 Filed on Feb 13, 2019	930,937	N/A
Capital Product Partners L P	Q4 2018 Filed on Feb 13, 2019	16,589	N/A
Cemex Sab De Cv	Q4 2018 Filed on Feb 13, 2019	7,500,000	N/A
Cigna Corporation	Q4 2018 Filed on Feb 13, 2019	385,118	N/A
Cobiz Financial Inc	Q4 2018 Filed on Feb 13, 2019	69,763	N/A
Convergys Corp	Q4 2018 Filed on Feb 13, 2019	281,393	N/A
Corium Intl Inc	Q4 2018 Filed on Feb 13, 2019	19,077	N/A
Credit Suisse Ag Nassau Brh	Q4 2018 Filed on Feb 13, 2019	800,000	N/A
Credit Suisse Nassau Brh	Q4 2018 Filed on Feb 13, 2019	255,000	N/A
Credit Suisse Nassau Brh	Q4 2018 Filed on Feb 13, 2019	8,127,000	N/A
Dell Technologies Inc	Q4 2018 Filed on Feb 13, 2019	280,028	N/A
Eldorado Gold Corp New	Q4 2018 Filed on Feb 13, 2019	4,688,795	N/A

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