Cwm, LLC Guggenheim Strategic Opportunities Fund Transaction History

Cwm, LLC

$24.1 Billion
Q4 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Feb 01, 2023	BUY	$15.08 - $16.54 $2,231 - $2,447	148 New	148 $2,000
Q2 2022 Jul 28, 2022	BUY	$15.08 - $19.25 $5,820 - $7,430	386 New	386 $6,000
Q4 2021 Jan 31, 2022	SELL	$17.89 - $20.63 $8,712 - $10,046	-487 Closed	0 $0
Q2 2020 Sep 15, 2021	SELL	$14.51 - $17.51 $8,633 - $10,418	-595 Reduced 54.99%	487 $11,000
Q2 2020 Jul 22, 2020	BUY	$14.51 - $17.51 $8,633 - $10,418	595 Added 122.18%	1,082 $18,000
Q1 2020 Sep 15, 2021	SELL	$11.82 - $18.91 $32,374 - $51,794	-2,739 Reduced 84.9%	487 $11,000
Q1 2020 Apr 28, 2020	BUY	$11.82 - $18.91 $32,374 - $51,794	2,739 Added 562.42%	3,226 $49,000
Q4 2019 Sep 14, 2021	SELL	$17.95 - $19.72 $64,961 - $71,366	-3,619 Reduced 88.14%	487 $11,000
Q4 2019 Jan 27, 2020	BUY	$17.95 - $19.72 $64,961 - $71,366	3,619 Added 743.12%	4,106 $74,000
Q3 2019 Sep 14, 2021	BUY	$18.56 - $20.88 $9,038 - $10,168	487 New	487 $11,000
Q3 2019 Oct 22, 2019	SELL	$18.56 - $20.88 $9,038 - $10,168	-487 Closed	0 $0
Q2 2019 Sep 14, 2021	BUY	$19.61 - $20.52 $9,550 - $9,993	487 New	487 $11,000
Q2 2019 Jul 31, 2019	SELL	$19.61 - $20.52 $9,550 - $9,993	-487 Closed	0 $0
Q1 2019 Sep 02, 2021	BUY	$18.82 - $20.46 $9,165 - $9,964	487 New	487 $0

Others Institutions Holding GOF

# of Institutions

182

Shares Held

24.8M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

6.75M
Shares

$106 Million
0.01% of portfolio
Lpl Financial LLC Fort Mill, SC

1.71M
Shares

$26.9 Million
0.01% of portfolio
Ubs Group Ag

1.23M
Shares

$19.2 Million
0.0% of portfolio
Verus Capital Partners, LLC Scottsdale, AZ

1.1M
Shares

$17.3 Million
1.55% of portfolio
Prime Capital Investment Advisors, LLC Overland Park, KS

669K
Shares

$10.5 Million
0.15% of portfolio

About GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Ticker GOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Guggenheim Strategic Opportunities Fund is a closed-ended balanced mutual fund launched and managed by Guggenheim Funds Investment Advisors, LLC. The fund is co-managed by Guggenheim Partners Investment Management LLC. It invests in public equity and fixed income markets across the globe. For its equity portion, the fund invests directly and thr...

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