Cwm, LLC Flaherty & Crumrine Preferred & Income Fund Inc Transaction History

Cwm, LLC

$23.3 Billion
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2019 Sep 14, 2021	BUY	$14.34 - $15.89 $18,498 - $20,498	1,290 New	1,290 $22,000
Q3 2019 Oct 22, 2019	SELL	$14.34 - $15.89 $18,498 - $20,498	-1,290 Closed	0 $0
Q2 2019 Sep 14, 2021	BUY	$13.25 - $15.07 $17,092 - $19,440	1,290 New	1,290 $22,000
Q2 2019 Jul 31, 2019	SELL	$13.25 - $15.07 $17,092 - $19,440	-1,290 Closed	0 $0
Q1 2019 Sep 02, 2021	BUY	$11.82 - $13.83 $15,247 - $17,840	1,290 New	1,290 $0

Others Institutions Holding PFD

# of Institutions

49

Shares Held

2.6M

Call Options Held

0

Put Options Held

0

Cibc Private Wealth Group, LLC

441K
Shares

$5.12 Million
0.01% of portfolio
Sit Investment Associates Inc Minneapolis, MN

317K
Shares

$3.67 Million
0.08% of portfolio
Morgan Stanley New York, NY

252K
Shares

$2.92 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

161K
Shares

$1.86 Million
0.0% of portfolio
Ubs Group Ag

155K
Shares

$1.8 Million
0.0% of portfolio

About FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Ticker PFD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Preferred Income Fund Inc. is a closed ended equity mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity markets of the United States. It invests in the stocks of companies operating in the financials sector. The fund primarily invests in preferred securities. It ...

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