D.A. Davidson & Co. Clear Bridge Mlp & Midstream Fund Inc. Transaction History

D.A. Davidson & Co.

$12.1 Billion
Q4 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Jul 31, 2024	SELL	$43.77 - $48.55 $17,420 - $19,322	-398 Reduced 4.94%	7,664 $363,000
Q1 2024 May 13, 2024	SELL	$39.17 - $45.78 $68,429 - $79,977	-1,747 Reduced 17.81%	8,062 $369,000
Q4 2023 Feb 09, 2024	SELL	$33.4 - $40.09 $24,515 - $29,426	-734 Reduced 6.96%	9,809 $393,000
Q3 2023 Nov 08, 2023	BUY	$34.22 - $38.16 $19,265 - $21,484	563 Added 5.64%	10,543 $371,000
Q2 2023 Aug 10, 2023	BUY	$30.9 - $34.67 $92 - $104	3 Added 0.03%	9,980 $346,000
Q1 2023 Apr 25, 2023	SELL	$29.95 - $36.98 $2,785 - $3,439	-93 Reduced 0.92%	9,977 $322,000
Q4 2022 Feb 03, 2023	BUY	$30.87 - $36.01 $524 - $612	17 Added 0.17%	10,070 $335,000
Q3 2022 Nov 07, 2022	SELL	$27.42 - $36.17 $3,756 - $4,955	-137 Reduced 1.34%	10,053 $300,000
Q2 2022 Jul 28, 2022	BUY	$27.34 - $37.86 $54 - $75	2 Added 0.02%	10,190 $293,000
Q1 2022 May 12, 2022	BUY	$27.77 - $34.01 $6,720 - $8,230	242 Added 2.43%	10,188 $344,000
Q4 2021 Jan 31, 2022	BUY	$25.07 - $32.11 $2,557 - $3,275	102 Added 1.04%	9,946 $268,000
Q3 2021 Nov 15, 2021	BUY	$25.02 - $30.0 $3,052 - $3,660	122 Added 1.25%	9,844 $267,000
Q2 2021 Aug 10, 2021	BUY	$23.7 - $32.02 $230,411 - $311,298	9,722 New	9,722 $284,000

Others Institutions Holding CEM

# of Institutions

10

Shares Held

46K

Call Options Held

0

Put Options Held

0

Laurel Wealth Advisors, Inc. Solana Beach, CA

9.73K
Shares

$505,369
0.03% of portfolio
Hightower 6 M Holding, LLC

9.69K
Shares

$503,551
0.03% of portfolio
Inter Ocean Capital Group, LLC Nashville, TN

8K
Shares

$415,600
0.01% of portfolio
First Republic Investment Management, Inc. San Francisco, CA

7.4K
Shares

$384,533
0.0% of portfolio
Icon Wealth Partners, LLC

6.79K
Shares

$352,636
0.03% of portfolio

About ClearBridge MLP & Midstream Fund Inc.

Ticker CEM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
ClearBridge Energy MLP Fund Inc. is a closed-ended equity mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Advisors, LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the energy sector. The fund primarily invest...

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