Daiwa Securities Group Inc. Closed Holding Positions

Daiwa Securities Group Inc.

$21.6 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Nabriva Therapeutics	Q4 2018 Filed on Feb 05, 2019	203	N/A
Tarena Intl	Q4 2018 Filed on Feb 05, 2019	8,600	N/A
Teligent Inc	Q4 2018 Filed on Feb 05, 2019	295	N/A
IQ I Qiyi, Inc. Communication Services	Q4 2018 Filed on Feb 05, 2019	2,300	$14.87 - $26.91 $34.2K - $61.9K
HLF Herbalife Nutrition Ltd. Consumer Defensive	Q4 2018 Filed on Feb 05, 2019	30,000	$50.99 - $58.95 $1.53M - $1.77M
PRIM Primoris Services Corp Industrials	Q4 2018 Filed on Feb 05, 2019	29,400	$18.07 - $24.76 $531K - $728K
U S G	Q4 2018 Filed on Feb 05, 2019	21,500	N/A
Andeavor	Q4 2018 Filed on Feb 05, 2019	5,103	N/A
Steris PLC	Q4 2018 Filed on Feb 05, 2019	103,860	N/A
Servicenow Inc	Q4 2018 Filed on Feb 05, 2019	8,500,000	N/A
AVT Avnet Inc Technology	Q4 2018 Filed on Feb 05, 2019	3,900	$34.09 - $44.64 $133K - $174K
SSL Sasol LTD Basic Materials	Q4 2018 Filed on Feb 05, 2019	600	$27.62 - $39.06 $16.6K - $23.4K
Nxp Semiconductors N	Q4 2018 Filed on Feb 05, 2019	1,000	N/A
Rockwell Collins	Q4 2018 Filed on Feb 05, 2019	6,303	N/A
RMBS Rambus Inc Technology	Q4 2018 Filed on Feb 05, 2019	70,000	$7.25 - $10.71 $508K - $750K
Repligen Corp	Q4 2018 Filed on Feb 05, 2019	3,000,000	N/A
Citrix Sys	Q4 2018 Filed on Feb 05, 2019	1,192	N/A
Bridgepoint Ed	Q4 2018 Filed on Feb 05, 2019	6,500	N/A
Altaba	Q4 2018 Filed on Feb 05, 2019	63,550	N/A
Tronox LTD	Q4 2018 Filed on Feb 05, 2019	3,600	N/A
Consolidated Tomoka Ld CO	Q4 2018 Filed on Feb 05, 2019	1,564,000	N/A
Praxair	Q4 2018 Filed on Feb 05, 2019	10,456	N/A
SRCL Stericycle Inc Industrials	Q4 2018 Filed on Feb 05, 2019	2,818	$35.19 - $57.39 $99.2K - $162K
Ca	Q4 2018 Filed on Feb 05, 2019	10,875	N/A
Scana Corp	Q4 2018 Filed on Feb 05, 2019	4,398	N/A
Rambus Inc	Q4 2018 Filed on Feb 05, 2019	747	N/A
Ramco Gershenson Pptys	Q4 2018 Filed on Feb 05, 2019	12,000	N/A
Aetna Inc	Q4 2018 Filed on Feb 05, 2019	12,408	N/A
Nxp Semiconductors N V	Q4 2018 Filed on Feb 05, 2019	17,500,000	N/A
Tetraphase Pharmaceuticals	Q4 2018 Filed on Feb 05, 2019	284	N/A
Spirit Rlty Cap Inc	Q4 2018 Filed on Feb 05, 2019	62,900	N/A
Altaba	Q4 2018 Filed on Feb 05, 2019	9,857	N/A
Select Income Reit Com	Q4 2018 Filed on Feb 05, 2019	21,000	N/A
Trinseo S	Q4 2018 Filed on Feb 05, 2019	1,008	N/A
Fireeye	Q3 2018 Filed on Nov 01, 2018	50,906	N/A
AMX America Movil Sab De Cv Communication Services	Q3 2018 Filed on Nov 01, 2018	11,800	$15.8 - $17.98 $186K - $212K
Depomed	Q3 2018 Filed on Nov 01, 2018	348	N/A
ITCB Corpbanca Financial Services	Q3 2018 Filed on Nov 01, 2018	700	$13.21 - $16.28 $9.25K - $11.4K
Ggp	Q3 2018 Filed on Nov 01, 2018	4,429,817	N/A
Etfs Platinum	Q3 2018 Filed on Nov 01, 2018	2,000	N/A
FMX Mexican Economic Development Inc Consumer Defensive	Q3 2018 Filed on Nov 01, 2018	2,120	$86.17 - $100.96 $183K - $214K
Education Rlty Tr	Q3 2018 Filed on Nov 01, 2018	1,487,516	N/A
CX Cemex Sab De Cv Basic Materials	Q3 2018 Filed on Nov 01, 2018	11,297	$6.34 - $7.53 $71.6K - $85.1K
SIX Six Flags Entertainment Corp Consumer Cyclical	Q3 2018 Filed on Nov 01, 2018	500	$63.32 - $71.81 $31.7K - $35.9K
FAF First American Financial Corp Financial Services	Q3 2018 Filed on Nov 01, 2018	1,428	$50.5 - $57.58 $72.1K - $82.2K
Dr Pepper Snapple Group	Q3 2018 Filed on Nov 01, 2018	5,824	N/A
WHLR Wheeler Real Estate Investment Trust, Inc. Real Estate	Q3 2018 Filed on Nov 01, 2018	312	$4.0 - $6.3 $1.25K - $1.97K
Dct Industrial Trust	Q3 2018 Filed on Nov 01, 2018	12,900	N/A
Ddr	Q3 2018 Filed on Nov 01, 2018	8,654,238	N/A
ENIC Enel Chile S.A. Utilities	Q3 2018 Filed on Nov 01, 2018	604	$4.61 - $5.32 $2.78K - $3.21K

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