Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$240 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Protective Ins Corp	Q2 2021 Filed on Aug 11, 2021	5,831	N/A
Standard Avb Finl Corp	Q2 2021 Filed on Aug 11, 2021	2,491	N/A
Xeris Pharmaceuticals Inc	Q2 2021 Filed on Aug 11, 2021	99,860	N/A
SPMB Spdr Ser Tr Spdr Portfolio Mor ETFs	Q2 2021 Filed on Aug 11, 2021	28,966	$25.73 - $26.03 $745K - $754K
AGQ Pro Shares Trust Ii ETFs	Q2 2021 Filed on Aug 11, 2021	19	$42.36 - $54.56 $805 - $1.04K
Aphria Inc	Q2 2021 Filed on Aug 11, 2021	310,396	N/A
ARKK Ark ETF Tr Innovation ETF (De) ETFs	Q2 2021 Filed on Aug 11, 2021	500	$99.48 - $130.88 $49.7K - $65.4K
ARKW Ark Next Generation Internet E ETFs	Q2 2021 Filed on Aug 11, 2021	4,314	$123.49 - $160.08 $533K - $691K
BSGM Bio Sig Technologies, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	39,662	$2.94 - $4.75 $117K - $188K
Catabasis Pharmaceuticals In	Q2 2021 Filed on Aug 11, 2021	11,801	N/A
ETON Eton Pharmaceuticals, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	11,872	$5.71 - $8.85 $67.8K - $105K
Ishares Inc	Q2 2021 Filed on Aug 11, 2021	246	N/A
J P Morgan Exchange Traded F	Q2 2021 Filed on Aug 11, 2021	669	N/A
LOGC Logic Bio Therapeutics, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	10,714	$4.03 - $7.57 $43.2K - $81.1K
PHASQ Phasebio Pharmaceuticals Inc C	Q2 2021 Filed on Aug 11, 2021	10,147	N/A
HYS Pimco ETF Tr 1 5 Yr High Yield ETFs	Q2 2021 Filed on Aug 11, 2021	35,000	$98.71 - $100.02 $3.45M - $3.5M
TOTL Ssga Active ETF Tr Spdr Doblel ETFs	Q2 2021 Filed on Aug 11, 2021	25,338	$48.18 - $48.51 $1.22M - $1.23M
Svmk Inc	Q2 2021 Filed on Aug 11, 2021	90,681	N/A
Tribune Pubg CO New	Q2 2021 Filed on Aug 11, 2021	10,120	N/A
VGZ Vista Gold Corp Basic Materials	Q2 2021 Filed on Aug 11, 2021	38,900	$1.02 - $1.38 $39.7K - $53.7K
Nutanix Inc	Q2 2021 Filed on Aug 11, 2021	2,244,000	N/A
Nuance Communications Inc	Q2 2021 Filed on Aug 11, 2021	602,000	N/A
IUSB Ishares Core Total Usd Bond Ma ETFs	Q2 2021 Filed on Aug 11, 2021	14,769	$52.74 - $53.49 $779K - $790K
Greenbrier Cos Inc	Q2 2021 Filed on Aug 11, 2021	1,639,000	N/A
FNCB Fncb Bancorp, Inc. Financial Services	Q2 2021 Filed on Aug 11, 2021	11,089	$6.93 - $7.8 $76.8K - $86.5K
EMSG Dbx ETF Tr Xtrackers Msci Emer ETFs	Q2 2021 Filed on Aug 11, 2021	100	$32.97 - $35.75 $3.3K - $3.58K
ATXI Avenue Therapeutics, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	4,336	$2.41 - $7.11 $10.4K - $30.8K
ALBT Avalon Globocare Corp Com	Q2 2021 Filed on Aug 11, 2021	12,920	N/A
ALYA Alithya Group Inc Technology	Q2 2021 Filed on Aug 11, 2021	17,500	$2.08 - $2.81 $36.4K - $49.2K
WTRH Waitr Holdings Inc. Technology	Q2 2021 Filed on Aug 11, 2021	57,942	$1.78 - $2.87 $103K - $166K
WRAP Wrap Technologies, Inc. Technology	Q2 2021 Filed on Aug 11, 2021	7,583	$4.68 - $9.39 $35.5K - $71.2K
OPTT Ocean Power Technologies, Inc. Industrials	Q2 2021 Filed on Aug 11, 2021	71,696	$2.01 - $3.15 $144K - $226K
MRKR Marker Therapeutics, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	19,972	$1.88 - $3.56 $37.5K - $71.1K
MNSB Main Street Bancshares, Inc. Financial Services	Q2 2021 Filed on Aug 11, 2021	4,133	$20.56 - $22.99 $85K - $95K
HSON Hudson Global, Inc. Industrials	Q2 2021 Filed on Aug 11, 2021	35	$16.6 - $18.94 $581 - $663
AXLA Axcella Health Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	9,609	$3.08 - $5.13 $29.6K - $49.3K
VNRX Volitionrx LTD Healthcare	Q2 2021 Filed on Aug 11, 2021	25,117	$3.01 - $3.78 $75.6K - $94.9K
Arbor Realty Trust Inc	Q2 2021 Filed on Aug 11, 2021	2,950,000	N/A
Tcf Finl Corp	Q2 2021 Filed on Aug 11, 2021	535,739	N/A
Richmond Mut Bancorporation	Q2 2021 Filed on Aug 11, 2021	7,745	N/A
Puxin LTD	Q2 2021 Filed on Aug 11, 2021	2	N/A
OPRA Opera LTD Communication Services	Q2 2021 Filed on Aug 11, 2021	6	$9.0 - $12.47 $54 - $74.8
Intercept Pharmaceuticals In	Q2 2021 Filed on Aug 11, 2021	397,000	N/A
Fti Consulting Inc	Q2 2021 Filed on Aug 11, 2021	1,450,000	N/A
Cim Coml Tr Corp	Q2 2021 Filed on Aug 11, 2021	7,971	N/A
PROF Profound Medical Corp. Healthcare	Q2 2021 Filed on Aug 11, 2021	3,700	$16.0 - $20.59 $59.2K - $76.2K
NMRD Nemaura Medical Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	4,800	$4.7 - $16.7 $22.6K - $80.2K
MLSS Milestone Scientific Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	26,895	$1.93 - $3.72 $51.9K - $100K
Karyopharm Therapeutics Inc	Q2 2021 Filed on Aug 11, 2021	17,000	N/A
J P Morgan Exchange Traded F	Q2 2021 Filed on Aug 11, 2021	6,644	N/A

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