Dfpg Investments, LLC Apollo Investment Corp Transaction History

Dfpg Investments, LLC

$1.29 Billion
Q4 2023

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2021 Apr 14, 2021	SELL	$10.56 - $14.89 $111,714 - $157,521	-10,579 Closed	0 $0
Q4 2020 Jan 19, 2021	SELL	$7.55 - $11.98 $203 - $323	-27 Reduced 0.25%	10,579 $124,000
Q3 2020 Oct 13, 2020	SELL	$8.01 - $9.92 $13,088 - $16,209	-1,634 Reduced 13.35%	10,606 $91,000
Q1 2020 Apr 17, 2020	BUY	$6.22 - $17.65 $6 - $17	1 Added 0.01%	12,240 $99,000
Q4 2019 Feb 04, 2020	SELL	$15.32 - $18.18 $16,576 - $19,670	-1,082 Reduced 8.12%	12,239 $216,000
Q3 2019 Oct 15, 2019	BUY	$15.83 - $16.98 $617 - $662	39 Added 0.29%	13,321 $205,000
Q2 2019 Jul 30, 2019	SELL	$15.21 - $16.44 $9,582 - $10,357	-630 Reduced 4.53%	13,282 $217,000
Q1 2019 Apr 10, 2019	SELL	$12.72 - $15.89 $38,249 - $47,781	-3,007 Reduced 17.77%	13,912 $212,000
Q4 2018 Jan 22, 2019	BUY	$12.38 - $16.5 $209,457 - $279,163	16,919 New	16,919 $210,000

Others Institutions Holding AINV

# of Institutions

189

Shares Held

25.8M

Call Options Held

122K

Put Options Held

58.8K

Thornburg Investment Management Inc

2.94M
Shares

$32.7 Million
0.46% of portfolio
Apollo Management Holdings, L.P. New York, NY

2.47M
Shares

$27.4 Million
0.4% of portfolio
Van Eck Associates Corp

2.27M
Shares

$25.2 Million
0.04% of portfolio
Allspring Global Investments Holdings, LLC

2.16M
Shares

$24 Million
0.04% of portfolio
Morgan Stanley New York, NY

1.61M
Shares

$17.9 Million
0.0% of portfolio

About APOLLO INVESTMENT CORP

Ticker AINV
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Market Cap $893M

More about AINV

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