Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Ark Autonomous Technology & Ro Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$4.37 Billion
Q2 2025

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Nov 02, 2021	SELL	$77.73 - $85.84 $360,278 - $397,868	-4,635 Closed	0 $0
Q2 2021 Aug 12, 2021	BUY	$74.47 - $87.19 $345,168 - $404,125	4,635 New	4,635 $400,000

Others Institutions Holding ARKQ

# of Institutions

233

Shares Held

2.85M

Call Options Held

57.7K

Put Options Held

203K

Bank Of America Corp Charlotte, NC

580K
Shares

$68.8 Million
0.0% of portfolio
Morgan Stanley New York, NY

411K
Shares

$48.8 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

311K
Shares

$36.9 Million
0.01% of portfolio
Wells Fargo & Company San Francisco, CA

188K
Shares

$22.3 Million
0.0% of portfolio
Prudential PLC London, England, X0

63.4K
Shares

$7.52 Million
0.02% of portfolio

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