Empirical Financial Services, LLC D.B.A. Empirical Wealth Management First Trust Emerging Markets S Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$4.37 Billion
Q2 2025

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2018 Nov 13, 2018	SELL	$35.04 - $39.93 $324,820 - $370,151	-9,270 Closed	0 $0
Q2 2018 Aug 13, 2018	BUY	$37.46 - $44.68 $347,254 - $414,183	9,270 New	9,270 $354,000

Others Institutions Holding FEMS

# of Institutions

Shares Held

4.78M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

531K
Shares

$22.3 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

494K
Shares

$20.7 Million
0.03% of portfolio
Lpl Financial LLC Fort Mill, SC

411K
Shares

$17.2 Million
0.01% of portfolio
Raymond James Financial Inc St. Petersburg, FL

373K
Shares

$15.6 Million
0.01% of portfolio
Wells Fargo & Company San Francisco, CA

354K
Shares

$14.8 Million
0.0% of portfolio

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