Empirical Financial Services, LLC D.B.A. Empirical Wealth Management First Tr Pfd Secs & Income ETF Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$3.31 Billion
Q1 2024

A detailed history of Empirical Financial Services, LLC D.B.A. Empirical Wealth Management transactions in First Tr Pfd Secs & Income ETF stock. As of the latest transaction made, Empirical Financial Services, LLC D.B.A. Empirical Wealth Management holds 1,057,119 shares of FPE stock, worth $18.5 Million. This represents 0.55% of its overall portfolio holdings.

Number of Shares

1,057,119

Previous 1,053,924 0.3%

Holding current value

$18.5 Million

Previous $17.8 Million 3.04%

% of portfolio

0.55%

Previous 0.59%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 06, 2024	BUY	$16.74 - $17.43 $53,484 - $55,688	3,195 Added 0.3%	1,057,119 $18.3 Million
Q4 2023 Feb 06, 2024	BUY	$15.46 - $16.92 $756,210 - $827,624	48,914 Added 4.87%	1,053,924 $17.8 Million
Q3 2023 Nov 02, 2023	SELL	$15.88 - $16.28 $359,539 - $368,595	-22,641 Reduced 2.2%	1,005,010 $16.1 Million
Q2 2023 Aug 11, 2023	BUY	$15.54 - $16.14 $583,495 - $606,024	37,548 Added 3.79%	1,027,651 $16.4 Million
Q1 2023 May 09, 2023	BUY	$15.34 - $18.23 $871,910 - $1.04 Million	56,839 Added 6.09%	990,103 $15.8 Million

Q4 2022 Feb 07, 2023	BUY	$16.41 - $17.16 $724,435 - $757,545	44,146 Added 4.97%	933,264 $15.7 Million
Q3 2022 Nov 02, 2022	BUY	$17.07 - $18.32 $935,026 - $1 Million	54,776 Added 6.57%	889,118 $14.8 Million
Q2 2022 Aug 02, 2022	BUY	$17.23 - $19.08 $339,965 - $376,467	19,731 Added 2.42%	834,342 $14.4 Million
Q1 2022 May 13, 2022	BUY	$18.67 - $20.32 $1.19 Million - $1.29 Million	63,705 Added 8.48%	814,611 $15.5 Million
Q4 2021 Feb 14, 2022	BUY	$20.14 - $20.56 $1.47 Million - $1.5 Million	73,040 Added 10.77%	750,906 $15.3 Million
Q3 2021 Nov 02, 2021	BUY	$20.5 - $20.75 $1.25 Million - $1.26 Million	60,876 Added 9.87%	677,866 $13.9 Million
Q2 2021 Aug 12, 2021	BUY	$20.22 - $20.6 $2.92 Million - $2.98 Million	144,472 Added 30.57%	616,990 $12.7 Million
Q1 2021 May 17, 2021	SELL	$19.95 - $20.37 $586,450 - $598,796	-29,396 Reduced 5.86%	472,518 $9.52 Million
Q4 2020 Feb 12, 2021	BUY	$19.15 - $20.31 $163,234 - $173,122	8,524 Added 1.73%	501,914 $10.1 Million
Q3 2020 Nov 12, 2020	BUY	$18.45 - $19.5 $155,662 - $164,521	8,437 Added 1.74%	493,390 $9.46 Million
Q2 2020 Aug 12, 2020	SELL	$16.14 - $18.92 $1.11 Million - $1.3 Million	-68,847 Reduced 12.43%	484,953 $8.93 Million
Q1 2020 May 11, 2020	SELL	$13.6 - $20.48 $717,196 - $1.08 Million	-52,735 Reduced 8.69%	553,800 $9.08 Million
Q4 2019 Feb 13, 2020	BUY	$19.72 - $20.07 $1.66 Million - $1.69 Million	84,253 Added 16.13%	606,535 $12.2 Million
Q3 2019 Nov 13, 2019	BUY	$19.37 - $19.84 $1.09 Million - $1.11 Million	56,061 Added 12.02%	522,282 $10.3 Million
Q2 2019 Aug 12, 2019	BUY	$19.06 - $19.39 $1.59 Million - $1.62 Million	83,646 Added 21.86%	466,221 $9.04 Million
Q1 2019 May 13, 2019	BUY	$17.98 - $19.09 $881,793 - $936,230	49,043 Added 14.7%	382,575 $7.29 Million
Q4 2018 Feb 13, 2019	SELL	$17.82 - $19.07 $85,286 - $91,269	-4,786 Reduced 1.41%	333,532 $5.99 Million
Q3 2018 Nov 13, 2018	BUY	$19.07 - $19.3 $1.55 Million - $1.57 Million	81,166 Added 31.56%	338,318 $6.46 Million
Q2 2018 Aug 13, 2018	SELL	$19.02 - $19.6 $98,333 - $101,332	-5,170 Reduced 1.97%	257,152 $4.9 Million
Q1 2018 May 14, 2018	BUY	$19.46 - $20.07 $588,937 - $607,398	30,264 Added 13.04%	262,322 $5.11 Million
Q1 2018 May 14, 2018	BUY	$19.46 - $20.07 $610,187 - $629,314	31,356 Added 15.62%	232,058 $5.11 Million
Q4 2017 Feb 12, 2018	BUY	$19.98 - $20.19 $926,132 - $935,867	46,353 Added 30.03%	200,702 $4.02 Million
Q3 2017 Nov 13, 2017	BUY	$20.07 - $20.08 $926,571 - $927,033	46,167 Added 42.68%	154,349 $3.1 Million
Q2 2017 Aug 10, 2017	BUY	N/A	108,182	108,182 $2.17 Million

Others Institutions Holding FPE

# of Institutions

427

Shares Held

187M

Call Options Held

Put Options Held

20.1K

View Full List

About FIRST TR PFD SECS & INCOME ETF

Ticker FPE
Sector ETFs
Industry ETFs

More about FPE

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Empirical Financial Services, LLC D.B.A. Empirical Wealth Management, based on Form 13F filings with the SEC.

News

Stay updated on Empirical Financial Services, LLC D.B.A. Empirical Wealth Management with notifications on news.

Account

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management First Tr Pfd Secs & Income ETF Transaction History