Empirical Financial Services, LLC D.B.A. Empirical Wealth Management First Tr Pfd Secs & Income ETF Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$3.55 Billion
Q3 2024

A detailed history of Empirical Financial Services, LLC D.B.A. Empirical Wealth Management transactions in First Tr Pfd Secs & Income ETF stock. As of the latest transaction made, Empirical Financial Services, LLC D.B.A. Empirical Wealth Management holds 1,061,134 shares of FPE stock, worth $19.1 Million. This represents 0.54% of its overall portfolio holdings.

Number of Shares

1,061,134

Previous 1,070,765 0.9%

Holding current value

$19.1 Million

Previous $18.6 Million 3.32%

% of portfolio

0.54%

Previous 0.55%

31 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Oct 31, 2024	SELL	$17.35 - $18.22 $167,097 - $175,476	-9,631 Reduced 0.9%	1,061,134 $19.2 Million
Q2 2024 Aug 09, 2024	BUY	$16.96 - $17.44 $231,436 - $237,986	13,646 Added 1.29%	1,070,765 $18.6 Million
Q1 2024 May 06, 2024	BUY	$16.74 - $17.43 $53,484 - $55,688	3,195 Added 0.3%	1,057,119 $18.3 Million
Q4 2023 Feb 06, 2024	BUY	$15.46 - $16.92 $756,210 - $827,624	48,914 Added 4.87%	1,053,924 $17.8 Million
Q3 2023 Nov 02, 2023	SELL	$15.88 - $16.28 $359,539 - $368,595	-22,641 Reduced 2.2%	1,005,010 $16.1 Million
Q2 2023 Aug 11, 2023	BUY	$15.54 - $16.14 $583,495 - $606,024	37,548 Added 3.79%	1,027,651 $16.4 Million
Q1 2023 May 09, 2023	BUY	$15.34 - $18.23 $871,910 - $1.04 Million	56,839 Added 6.09%	990,103 $15.8 Million
Q4 2022 Feb 07, 2023	BUY	$16.29 - $17.16 $719,138 - $757,545	44,146 Added 4.97%	933,264 $15.7 Million
Q3 2022 Nov 02, 2022	BUY	$16.66 - $18.32 $912,568 - $1 Million	54,776 Added 6.57%	889,118 $14.8 Million
Q2 2022 Aug 02, 2022	BUY	$17.23 - $19.08 $339,965 - $376,467	19,731 Added 2.42%	834,342 $14.4 Million
Q1 2022 May 13, 2022	BUY	$18.67 - $20.32 $1.19 Million - $1.29 Million	63,705 Added 8.48%	814,611 $15.5 Million
Q4 2021 Feb 14, 2022	BUY	$20.14 - $20.56 $1.47 Million - $1.5 Million	73,040 Added 10.77%	750,906 $15.3 Million
Q3 2021 Nov 02, 2021	BUY	$20.5 - $20.75 $1.25 Million - $1.26 Million	60,876 Added 9.87%	677,866 $13.9 Million
Q2 2021 Aug 12, 2021	BUY	$20.22 - $20.6 $2.92 Million - $2.98 Million	144,472 Added 30.57%	616,990 $12.7 Million
Q1 2021 May 17, 2021	SELL	$19.95 - $20.37 $586,450 - $598,796	-29,396 Reduced 5.86%	472,518 $9.52 Million
Q4 2020 Feb 12, 2021	BUY	$19.15 - $20.31 $163,234 - $173,122	8,524 Added 1.73%	501,914 $10.1 Million
Q3 2020 Nov 12, 2020	BUY	$18.45 - $19.5 $155,662 - $164,521	8,437 Added 1.74%	493,390 $9.46 Million
Q2 2020 Aug 12, 2020	SELL	$16.14 - $18.92 $1.11 Million - $1.3 Million	-68,847 Reduced 12.43%	484,953 $8.93 Million
Q1 2020 May 11, 2020	SELL	$13.6 - $20.48 $717,196 - $1.08 Million	-52,735 Reduced 8.69%	553,800 $9.08 Million
Q4 2019 Feb 13, 2020	BUY	$19.72 - $20.07 $1.66 Million - $1.69 Million	84,253 Added 16.13%	606,535 $12.2 Million
Q3 2019 Nov 13, 2019	BUY	$19.37 - $19.84 $1.09 Million - $1.11 Million	56,061 Added 12.02%	522,282 $10.3 Million
Q2 2019 Aug 12, 2019	BUY	$19.06 - $19.39 $1.59 Million - $1.62 Million	83,646 Added 21.86%	466,221 $9.04 Million
Q1 2019 May 13, 2019	BUY	$17.98 - $19.09 $881,793 - $936,230	49,043 Added 14.7%	382,575 $7.29 Million
Q4 2018 Feb 13, 2019	SELL	$17.82 - $19.07 $85,286 - $91,269	-4,786 Reduced 1.41%	333,532 $5.99 Million
Q3 2018 Nov 13, 2018	BUY	$19.07 - $19.3 $1.55 Million - $1.57 Million	81,166 Added 31.56%	338,318 $6.46 Million
Q2 2018 Aug 13, 2018	SELL	$19.02 - $19.6 $98,333 - $101,332	-5,170 Reduced 1.97%	257,152 $4.9 Million
Q1 2018 May 14, 2018	BUY	$19.46 - $20.07 $588,937 - $607,398	30,264 Added 13.04%	262,322 $5.11 Million
Q1 2018 May 14, 2018	BUY	$19.46 - $20.07 $610,187 - $629,314	31,356 Added 15.62%	232,058 $5.11 Million
Q4 2017 Feb 12, 2018	BUY	$19.98 - $20.19 $926,132 - $935,867	46,353 Added 30.03%	200,702 $4.02 Million
Q3 2017 Nov 13, 2017	BUY	$20.07 - $20.08 $926,571 - $927,033	46,167 Added 42.68%	154,349 $3.1 Million
Q2 2017 Aug 10, 2017	BUY	N/A	108,182	108,182 $2.17 Million

Others Institutions Holding FPE

# of Institutions

440

Shares Held

195M

Call Options Held

Put Options Held

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About FIRST TR PFD SECS & INCOME ETF

Ticker FPE
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Empirical Financial Services, LLC D.B.A. Empirical Wealth Management First Tr Pfd Secs & Income ETF Transaction History