Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Nuveen Esg Small Cap ETF Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$3.55 Billion
Q3 2024

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2023 May 09, 2023	BUY	$33.6 - $39.11 $20,832 - $24,248	620 Added 10.52%	6,512 $230,000
Q4 2022 Feb 07, 2023	BUY	$32.62 - $37.2 $192,197 - $219,182	5,892 New	5,892 $201,000
Q2 2022 Aug 02, 2022	SELL	$31.5 - $40.11 $310,275 - $395,083	-9,850 Closed	0 $0
Q1 2022 May 13, 2022	BUY	$37.29 - $42.63 $367,306 - $419,905	9,850 New	9,850 $392,000

Others Institutions Holding NUSC

# of Institutions

259

Shares Held

23.7M

Call Options Held

Put Options Held

Bank Of America Corp Charlotte, NC

6.77M
Shares

$306 Million
0.02% of portfolio
Tiaa, Fsb St. Louis, MO

2.27M
Shares

$103 Million
0.3% of portfolio
Tiaa Trust, National Association Charlotte, NC

1.57M
Shares

$71.3 Million
0.19% of portfolio
Morgan Stanley New York, NY

1.25M
Shares

$56.7 Million
0.0% of portfolio
Abacus Wealth Partners, LLC Santa Monica, CA

1.18M
Shares

$53.5 Million
7.6% of portfolio

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About NUVEEN ESG SMALL-CAP ETF

Ticker NUSC
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