Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Boulder Growth & Income Fund Transaction History

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

$3.31 Billion
Q1 2024

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2019 Nov 13, 2019	SELL	$10.54 - $11.34 $106,211 - $114,273	-10,077 Closed	0 $0
Q2 2019 Aug 12, 2019	BUY	$10.53 - $11.24 $106,110 - $113,265	10,077 New	10,077 $113,000

Others Institutions Holding STEW

# of Institutions

114

Shares Held

15.2M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

3.21M
Shares

$46.8 Million
0.0% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

1.23M
Shares

$17.9 Million
7.95% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.12M
Shares

$16.3 Million
0.08% of portfolio
Allspring Global Investments Holdings, LLC

1.01M
Shares

$14.7 Million
0.02% of portfolio
Shaker Financial Services, LLC

679K
Shares

$9.9 Million
3.99% of portfolio

View Full List

About BOULDER GROWTH & INCOME FUND

Ticker STEW
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
SRH Total Return Fund, Inc. is a closed-ended balanced mutual fund launched and managed by Boulder Investment Advisers, L.L.C. It is co-managed by Stewart West Indies Trading Co Ltd. and Rocky Mountain Advisers, Llc. The fund invests in public equity and fixed income markets across the globe. It seeks to invest in securities of companies operati...

More about STEW

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