Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Closed Holding Positions

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

  • $3.85 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
XLC
Select Sector Spdr Tr Communic

ETFs
Q3 2021 Filed on Nov 02, 2021
7,755
$79.63 - $86.05 $618K - $667K
Sos Limited
Q3 2021 Filed on Nov 02, 2021
15,054
N/A
ZM
Zoom Video Communications, Inc.

Technology
Q3 2021 Filed on Nov 02, 2021
543
$257.41 - $401.12 $140K - $218K
Discovery Inc
Q3 2021 Filed on Nov 02, 2021
22,137
N/A
PING
Ping Identity Holding Corp.

Technology
Q3 2021 Filed on Nov 02, 2021
11,600
$21.96 - $27.79 $255K - $322K
EWY
Ishares Inc Msci South Korea E

ETFs
Q3 2021 Filed on Nov 02, 2021
5,681
$80.06 - $93.0 $455K - $528K
BGY
Black Rock Enhanced International Dividend Trust

Financial Services
Q3 2021 Filed on Nov 02, 2021
12,533
$6.15 - $6.61 $77.1K - $82.8K
General Electric CO
Q3 2021 Filed on Nov 02, 2021
22,325
N/A
AM
Antero Midstream Corp

Energy
Q3 2021 Filed on Nov 02, 2021
10,609
$8.7 - $10.65 $92.3K - $113K
BREZW
Breeze Hldgs Acquisition Corp
Q3 2021 Filed on Nov 02, 2021
22,473
N/A
ARKQ
Ark Autonomous Technology & Ro

ETFs
Q3 2021 Filed on Nov 02, 2021
4,635
$77.73 - $85.84 $360K - $398K
ARKG
Ark Genomic Revolution ETF (De

ETFs
Q3 2021 Filed on Nov 02, 2021
5,128
$73.87 - $92.86 $379K - $476K
Churchill Capital Corp Iv
Q3 2021 Filed on Nov 02, 2021
10,014
N/A
SDIV
Global X Fds Global X Superdiv

ETFs
Q3 2021 Filed on Nov 02, 2021
26,286
$12.81 - $14.17 $337K - $372K
SRET
Global X Fds Superdividend Rei

ETFs
Q3 2021 Filed on Nov 02, 2021
24,776
$28.53 - $29.97 $707K - $743K
GSK
Gsk PLC

Healthcare
Q3 2021 Filed on Nov 02, 2021
7,784
$38.79 - $43.16 $302K - $336K
IGLB
Ishares 10+ Year Investment Gr

ETFs
Q3 2021 Filed on Nov 02, 2021
20,982
$69.28 - $72.07 $1.45M - $1.51M
FXI
Ishares Tr

ETFs
Q3 2021 Filed on Nov 02, 2021
16,210
$38.18 - $46.09 $619K - $747K
ARKX
Ark ETF Tr Ark Space Expl & In

ETFs
Q3 2021 Filed on Nov 02, 2021
20,000
N/A
Z
Zillow Group Inc Cl C Cap Stk

Communication Services
Q2 2021 Filed on Aug 12, 2021
86,330
$107.1 - $146.71 $9.25M - $12.7M
COTY
Coty Inc.

Consumer Defensive
Q2 2021 Filed on Aug 12, 2021
200,500
$8.41 - $10.34 $1.69M - $2.07M
CTXS
Citrix Systems Inc

Technology
Q2 2021 Filed on Aug 12, 2021
2,342
$113.34 - $142.77 $265K - $334K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 12, 2021
11,265
$6.35 - $10.0 $71.5K - $113K
Forum Merger Iii Corp
Q2 2021 Filed on Aug 12, 2021
25,462
N/A
VIEWW
View Inc Wt Exp Exp 08/01/27 (

Industrials
Q2 2021 Filed on Aug 12, 2021
12,129
N/A
NVVEW
Nuvve Holding Corp Wt Exp

Industrials
Q2 2021 Filed on Aug 12, 2021
13,000
$0.98 - $2.46 $12.7K - $32K
Ishares Gold Tr
Q2 2021 Filed on Aug 12, 2021
40,956
N/A
MJ
ETF Managers Tr Etfmg Alternat

ETFs
Q2 2021 Filed on Aug 12, 2021
9,591
$19.2 - $22.91 $184K - $220K
Fs Kkr Cap Corp Ii
Q2 2021 Filed on Aug 12, 2021
55,814
N/A
EQX
Equinox Gold Corp.

Basic Materials
Q2 2021 Filed on Aug 12, 2021
10,000
$6.91 - $9.44 $69.1K - $94.4K
PRCH
Porch Group, Inc.

Technology
Q1 2021 Filed on May 17, 2021
100,000
$12.77 - $23.43 $1.28M - $2.34M
Amci Acquisition Corp
Q1 2021 Filed on May 17, 2021
21,401
N/A
ARKK
Ark ETF Tr Innovation ETF (De)

ETFs
Q1 2021 Filed on May 17, 2021
1,653
$110.26 - $156.58 $182K - $259K
Tuscan Hldgs Corp
Q1 2021 Filed on May 17, 2021
10,898
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 17, 2021
109,707
N/A
Cloudera Inc
Q1 2021 Filed on May 17, 2021
10,032
N/A
DAL
Delta Air Lines, Inc.

Industrials
Q1 2021 Filed on May 17, 2021
100
$37.82 - $50.99 $3.78K - $5.1K
Cf Finance Acquisition Corp
Q1 2021 Filed on May 17, 2021
15,425
N/A
Citic Capital Acquisition CO
Q1 2021 Filed on May 17, 2021
10,444
N/A
Dmy Technology Group Inc Ii
Q1 2021 Filed on May 17, 2021
14,726
N/A
Fisker Inc
Q1 2021 Filed on May 17, 2021
16,140
N/A
Alberton Acquisition Corp
Q1 2021 Filed on May 17, 2021
55,849
N/A
Acamar Partners Acqsition CO
Q1 2021 Filed on May 17, 2021
19,424
N/A
Northern Genesis Acquisition
Q1 2021 Filed on May 17, 2021
11,611
N/A
Newborn Acquisition Corp
Q1 2021 Filed on May 17, 2021
22,924
N/A
Rush Street Interactive Inc
Q1 2021 Filed on May 17, 2021
10,660
N/A
NVTA
Invitae Corp

Healthcare
Q1 2021 Filed on May 17, 2021
4,876
$33.06 - $56.93 $161K - $278K
Inpixon
Q1 2021 Filed on May 17, 2021
10,000
N/A
Greenrose Acquisition Corp
Q1 2021 Filed on May 17, 2021
10,000
N/A
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