Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Closed Holding Positions

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

  • $3.85 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
SPWR
Sunpower Corp

Technology
Q1 2020 Filed on May 11, 2020
20,681
$2.94 - $7.16 $60.8K - $148K
AAU
Almaden Minerals LTD

Basic Materials
Q1 2020 Filed on May 11, 2020
10,526
$0.24 - $0.58 $2.53K - $6.11K
MU
Micron Technology Inc

Technology
Q1 2020 Filed on May 11, 2020
4,000
$34.47 - $59.99 $138K - $240K
AZO
Autozone Inc

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
1,000
$723.22 - $1189.74 $723K - $1.19M
Sprint Corporation
Q1 2020 Filed on May 11, 2020
29,245
N/A
GSV
Gold Standard Ventures Corp.

Basic Materials
Q1 2020 Filed on May 11, 2020
16,500
$0.27 - $0.87 $4.46K - $14.4K
VICI
Vici Properties Inc.

Real Estate
Q1 2020 Filed on May 11, 2020
9,905
$11.2 - $28.15 $111K - $279K
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 13, 2020
31,917
N/A
SCHO
Schwab Short Term Us Treasury

ETFs
Q4 2019 Filed on Feb 13, 2020
7,227
$50.38 - $50.71 $364K - $366K
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 13, 2020
101,539
N/A
CET
Central Securities Corp

Financial Services
Q4 2019 Filed on Feb 13, 2020
7,522
$30.74 - $33.69 $231K - $253K
MASI
Masimo Corp

Healthcare
Q4 2019 Filed on Feb 13, 2020
1,550
$140.81 - $159.49 $218K - $247K
PSLV
Sprott Physical Silver Trust

Financial Services
Q4 2019 Filed on Feb 13, 2020
15,000
$6.08 - $6.64 $91.2K - $99.6K
Nantkwest Inc
Q4 2019 Filed on Feb 13, 2020
10,000
N/A
NOK
Nokia Corp

Technology
Q4 2019 Filed on Feb 13, 2020
10,457
$3.35 - $5.23 $35K - $54.7K
STEW
Boulder Growth & Income Fund

Financial Services
Q3 2019 Filed on Nov 13, 2019
10,077
$10.54 - $11.34 $106K - $114K
DNN
Denison Mines Corp.

Energy
Q3 2019 Filed on Nov 13, 2019
20,017
$0.4 - $0.54 $8.01K - $10.8K
USMV
Ishares Msci Usa Min Vol Facto

ETFs
Q3 2019 Filed on Nov 13, 2019
4,215
$61.12 - $64.69 $258K - $273K
PDI
Pimco Dynamic Income Fund

Financial Services
Q3 2019 Filed on Nov 13, 2019
10,884
$30.72 - $32.54 $334K - $354K
Pimco Dynmic Credit And Mrt
Q3 2019 Filed on Nov 13, 2019
10,838
N/A
Xilinx Inc
Q2 2019 Filed on Aug 12, 2019
1,834
N/A
ILCB
Ishares Morningstar U.S. Equit

ETFs
Q1 2019 Filed on May 13, 2019
1,600
N/A
Altaba Inc
Q1 2019 Filed on May 13, 2019
4,713
N/A
Voya Prime Rate Tr
Q1 2019 Filed on May 13, 2019
11,284
N/A
CHY
Calamos Convertible & High Income Fund

Financial Services
Q1 2019 Filed on May 13, 2019
11,215
$9.45 - $11.06 $106K - $124K
MDXG
Mimedx Group, Inc.

Healthcare
Q4 2018 Filed on Feb 13, 2019
20,000
$1.15 - $6.45 $23K - $129K
Northwest Nat Gas CO
Q4 2018 Filed on Feb 13, 2019
4,030
N/A
Vaneck Vectors ETF Tr
Q4 2018 Filed on Feb 13, 2019
75,818
N/A
LQD
Ishares Iboxx $ Investment Gra

ETFs
Q4 2018 Filed on Feb 13, 2019
1,853
$111.35 - $114.52 $206K - $212K
Invesco Exch Trd Slf Idx Fd
Q4 2018 Filed on Feb 13, 2019
98,500
N/A
Ultimate Software Group Inc
Q4 2018 Filed on Feb 13, 2019
773
N/A
TD
Toronto Dominion Bank

Financial Services
Q4 2018 Filed on Feb 13, 2019
6,234
$48.31 - $61.15 $301K - $381K
WAL
Western Alliance Bancorporation

Financial Services
Q4 2018 Filed on Feb 13, 2019
4,341
$37.61 - $58.07 $163K - $252K
LYB
Lyondell Basell Industries N.V.

Basic Materials
Q4 2018 Filed on Feb 13, 2019
2,844
$78.52 - $105.78 $223K - $301K
NEAR
Blackrock Short Maturity Bond

ETFs
Q4 2018 Filed on Feb 13, 2019
6,650
N/A
ICLR
Icon PLC

Healthcare
Q4 2018 Filed on Feb 13, 2019
2,139
$119.37 - $153.29 $255K - $328K
Flir Sys Inc
Q4 2018 Filed on Feb 13, 2019
3,345
N/A
Dunkin Brands Group Inc
Q4 2018 Filed on Feb 13, 2019
2,954
N/A
Bb&T Corp
Q4 2018 Filed on Feb 13, 2019
8,391
N/A
RFG
Invesco Exchange Traded Fd Tr

ETFs
Q4 2018 Filed on Feb 13, 2019
1,250
$124.17 - $163.24 $155K - $204K
VRSK
Verisk Analytics, Inc.

Industrials
Q4 2018 Filed on Feb 13, 2019
3,329
$103.04 - $124.69 $343K - $415K
SABR
Sabre Corp

Consumer Cyclical
Q4 2018 Filed on Feb 13, 2019
8,074
$20.7 - $26.15 $167K - $211K
Invesco Exch Trd Slf Idx Fd
Q4 2018 Filed on Feb 13, 2019
35,554
N/A
Vaneck Vectors ETF Tr
Q4 2018 Filed on Feb 13, 2019
42,006
N/A
VWOB
Vanguard Emerging Mkts Govt Bd

ETFs
Q3 2018 Filed on Nov 13, 2018
3,500
N/A
FEMS
First Trust Emerging Markets S

ETFs
Q3 2018 Filed on Nov 13, 2018
9,270
$35.04 - $39.93 $325K - $370K
Rite Aid Corp
Q3 2018 Filed on Nov 13, 2018
10,000
N/A
EBND
Spdr Bloomberg Emerging Market

ETFs
Q3 2018 Filed on Nov 13, 2018
9,120
N/A
Claymore Exchange Trd Fd Tr
Q2 2018 Filed on Aug 13, 2018
84,386
N/A
Track This Portfolio

Track Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Portfolio

Follow Empirical Financial Services, LLC D.B.A. Empirical Wealth Management and customize your updates to receive the information that matters most to you.

Portfolio Update

Get notified when there are updates to the investment portfolio of Empirical Financial Services, LLC D.B.A. Empirical Wealth Management, based on Form 13F filings with the SEC.

News

Stay updated on Empirical Financial Services, LLC D.B.A. Empirical Wealth Management with notifications on news.

Choose your preferred platform and Sign Up 👇 Telegram Email