Empirical Financial Services, LLC D.B.A. Empirical Wealth Management Closed Holding Positions

Empirical Financial Services, LLC D.B.A. Empirical Wealth Management

  • $3.65 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
RNP
Cohen & Steers Reit & Preferred & Income Fund Inc

Financial Services
Q2 2020 Filed on Aug 12, 2020
26,066
$14.77 - $20.65 $385K - $538K
GLD
Spdr Gold Trust

ETFs
Q2 2020 Filed on Aug 12, 2020
2,000
$149.45 - $167.37 $299K - $335K
United Technologies Corp
Q2 2020 Filed on Aug 12, 2020
3,328
N/A
Texas Pac Ld Tr
Q2 2020 Filed on Aug 12, 2020
570
N/A
BRMK
Broadmark Realty Capital Inc.

Real Estate
Q2 2020 Filed on Aug 12, 2020
90,000
$6.71 - $10.53 $604K - $948K
Chesapeake Energy Corp
Q2 2020 Filed on Aug 12, 2020
19,960
N/A
Raytheon CO
Q2 2020 Filed on Aug 12, 2020
3,917
N/A
Cypress Semiconductor Corp
Q2 2020 Filed on Aug 12, 2020
41,000
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 12, 2020
35,012
N/A
VEU
Vanguard Ftse All World Ex Us

ETFs
Q1 2020 Filed on May 11, 2020
11,077
$35.86 - $54.78 $397K - $607K
MU
Micron Technology Inc

Technology
Q1 2020 Filed on May 11, 2020
4,000
$34.47 - $59.99 $138K - $240K
AZO
Autozone Inc

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
1,000
$723.22 - $1189.74 $723K - $1.19M
AAU
Almaden Minerals LTD

Basic Materials
Q1 2020 Filed on May 11, 2020
10,526
$0.24 - $0.58 $2.53K - $6.11K
CCL
Carnival Corp

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
5,446
$9.3 - $51.9 $50.6K - $283K
DRI
Darden Restaurants Inc

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
2,779
$34.16 - $122.45 $94.9K - $340K
GSV
Gold Standard Ventures Corp.

Basic Materials
Q1 2020 Filed on May 11, 2020
16,500
$0.27 - $0.87 $4.46K - $14.4K
VICI
Vici Properties Inc.

Real Estate
Q1 2020 Filed on May 11, 2020
9,905
$11.2 - $28.15 $111K - $279K
YUM
Yum Brands Inc

Consumer Cyclical
Q1 2020 Filed on May 11, 2020
3,663
$56.52 - $106.78 $207K - $391K
Sprint Corporation
Q1 2020 Filed on May 11, 2020
29,245
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 13, 2020
31,917
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2019 Filed on Feb 13, 2020
101,539
N/A
Nantkwest Inc
Q4 2019 Filed on Feb 13, 2020
10,000
N/A
NOK
Nokia Corp

Technology
Q4 2019 Filed on Feb 13, 2020
10,457
$3.35 - $5.23 $35K - $54.7K
PSLV
Sprott Physical Silver Trust

Financial Services
Q4 2019 Filed on Feb 13, 2020
15,000
$6.08 - $6.64 $91.2K - $99.6K
MASI
Masimo Corp

Healthcare
Q4 2019 Filed on Feb 13, 2020
1,550
$140.81 - $159.49 $218K - $247K
SCHO
Schwab Short Term Us Treasury

ETFs
Q4 2019 Filed on Feb 13, 2020
7,227
$50.38 - $50.71 $364K - $366K
CET
Central Securities Corp

Financial Services
Q4 2019 Filed on Feb 13, 2020
7,522
$30.74 - $33.69 $231K - $253K
USMV
Ishares Msci Usa Min Vol Facto

ETFs
Q3 2019 Filed on Nov 13, 2019
4,215
$61.12 - $64.69 $258K - $273K
Pimco Dynmic Credit And Mrt
Q3 2019 Filed on Nov 13, 2019
10,838
N/A
PDI
Pimco Dynamic Income Fund

Financial Services
Q3 2019 Filed on Nov 13, 2019
10,884
$30.72 - $32.54 $334K - $354K
STEW
Boulder Growth & Income Fund

Financial Services
Q3 2019 Filed on Nov 13, 2019
10,077
$10.54 - $11.34 $106K - $114K
DNN
Denison Mines Corp.

Energy
Q3 2019 Filed on Nov 13, 2019
20,017
$0.4 - $0.54 $8.01K - $10.8K
LEO
Bny Mellon Strategic Municipals, Inc.

Financial Services
Q3 2019 Filed on Nov 13, 2019
19,923
$8.15 - $8.72 $162K - $174K
Xilinx Inc
Q2 2019 Filed on Aug 12, 2019
1,834
N/A
SLB
Schlumberger Limited

Energy
Q2 2019 Filed on Aug 12, 2019
4,740
$34.69 - $47.41 $164K - $225K
JWN
Nordstrom Inc

Consumer Cyclical
Q2 2019 Filed on Aug 12, 2019
5,424
$31.05 - $45.64 $168K - $248K
CHY
Calamos Convertible & High Income Fund

Financial Services
Q1 2019 Filed on May 13, 2019
11,215
$9.45 - $11.06 $106K - $124K
ILCB
Ishares Morningstar U.S. Equit

ETFs
Q1 2019 Filed on May 13, 2019
1,600
N/A
Altaba Inc
Q1 2019 Filed on May 13, 2019
4,713
N/A
Voya Prime Rate Tr
Q1 2019 Filed on May 13, 2019
11,284
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2018 Filed on Feb 13, 2019
35,554
N/A
MDXG
Mimedx Group, Inc.

Healthcare
Q4 2018 Filed on Feb 13, 2019
20,000
$1.15 - $6.45 $23K - $129K
Northwest Nat Gas CO
Q4 2018 Filed on Feb 13, 2019
4,030
N/A
EMLP
First Tr Exchange Traded Iv

ETFs
Q4 2018 Filed on Feb 13, 2019
10,765
$20.55 - $23.79 $221K - $256K
Vaneck Vectors ETF Tr
Q4 2018 Filed on Feb 13, 2019
42,006
N/A
Vaneck Vectors ETF Tr
Q4 2018 Filed on Feb 13, 2019
75,818
N/A
LQD
Ishares Iboxx $ Investment Gra

ETFs
Q4 2018 Filed on Feb 13, 2019
1,853
$111.35 - $114.52 $206K - $212K
Dunkin Brands Group Inc
Q4 2018 Filed on Feb 13, 2019
2,954
N/A
LYV
Live Nation Entertainment, Inc.

Communication Services
Q4 2018 Filed on Feb 13, 2019
10,685
$46.2 - $57.43 $494K - $614K
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