Eqis Capital Management, Inc. Prospect Capital Corp Transaction History

Eqis Capital Management, Inc.

$1.17 Billion
Q2 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 12, 2021	SELL	$7.62 - $9.22 $450,623 - $545,243	-59,137 Closed	0 $0
Q1 2021 May 14, 2021	BUY	$5.51 - $7.98 $325,844 - $471,913	59,137 New	59,137 $454,000
Q2 2020 Aug 10, 2020	SELL	$3.78 - $5.74 $95,630 - $145,216	-25,299 Closed	0 $0
Q1 2020 May 12, 2020	BUY	$4.04 - $6.61 $16,042 - $26,248	3,971 Added 18.62%	25,299 $166,000
Q4 2019 Jan 24, 2020	BUY	$6.37 - $6.7 $18,301 - $19,249	2,873 Added 15.57%	21,328 $137,000
Q3 2019 Nov 05, 2019	SELL	$6.3 - $6.73 $84,961 - $90,760	-13,486 Reduced 42.22%	18,455 $122,000
Q2 2019 Jul 18, 2019	SELL	$6.24 - $6.83 $9,909 - $10,846	-1,588 Reduced 4.74%	31,941 $209,000
Q1 2019 Apr 18, 2019	SELL	$6.27 - $6.93 $74,594 - $82,446	-11,897 Reduced 26.19%	33,529 $219,000
Q4 2018 Jan 25, 2019	SELL	$5.77 - $7.27 $51,018 - $64,281	-8,842 Reduced 16.29%	45,426 $287,000
Q3 2018 Oct 17, 2018	SELL	$6.67 - $7.58 $88,884 - $101,011	-13,326 Reduced 19.71%	54,268 $404,000
Q2 2018 Jul 27, 2018	SELL	$6.3 - $6.93 $32,193 - $35,412	-5,110 Reduced 7.03%	67,594 $454,000
Q1 2018 Apr 06, 2018	SELL	$6.21 - $7.01 $2.27 Million - $2.57 Million	-366,122 Reduced 83.43%	72,704 $476,000
Q4 2017 Jan 25, 2018	BUY	$5.56 - $7.26 $1.77 Million - $2.32 Million	319,001 Added 266.22%	438,826 $2.96 Million
Q3 2017 Oct 03, 2017	BUY	$6.55 - $8.18 $784,853 - $980,168	119,825	119,825 $805,000

Others Institutions Holding PSEC

# of Institutions

250

Shares Held

40.6M

Call Options Held

1.42M

Put Options Held

7.91M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

More about PSEC

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