Essex Financial Services, Inc. Barings Participation Investors Transaction History

Essex Financial Services, Inc.

$2.04 Billion
Q2 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 01, 2022	SELL	$12.14 - $13.35 $329,916 - $362,799	-27,176 Closed	0 $0
Q1 2022 Apr 21, 2022	SELL	$13.29 - $14.65 $5,395 - $5,947	-406 Reduced 1.47%	27,176 $364,000
Q4 2021 Feb 11, 2022	SELL	$13.64 - $15.1 $12,180 - $13,484	-893 Reduced 3.14%	27,582 $408,000
Q3 2021 Nov 10, 2021	SELL	$13.41 - $14.22 $1,703 - $1,805	-127 Reduced 0.44%	28,475 $393,000
Q1 2021 May 11, 2021	BUY	$11.82 - $12.93 $130 - $142	11 Added 0.04%	28,602 $370,000
Q4 2020 Feb 05, 2021	BUY	$10.22 - $13.0 $2,483 - $3,159	243 Added 0.86%	28,591 $340,000
Q3 2020 Nov 10, 2020	SELL	$10.8 - $12.49 $7,981 - $9,230	-739 Reduced 2.54%	28,348 $308,000
Q2 2020 Aug 06, 2020	SELL	$10.7 - $13.22 $78,302 - $96,743	-7,318 Reduced 20.1%	29,087 $371,000
Q1 2020 May 15, 2020	BUY	$8.01 - $17.42 $45,104 - $98,092	5,631 Added 18.3%	36,405 $424,000
Q4 2019 Jan 30, 2020	BUY	$15.78 - $17.33 $25,910 - $28,455	1,642 Added 5.64%	30,774 $496,000
Q3 2019 Nov 04, 2019	BUY	$15.98 - $17.5 $5,928 - $6,492	371 Added 1.29%	29,132 $508,000
Q2 2019 Jul 30, 2019	BUY	$15.23 - $16.65 $9,488 - $10,372	623 Added 2.21%	28,761 $469,000
Q1 2019 May 02, 2019	BUY	$14.88 - $15.8 $30,608 - $32,500	2,057 Added 7.89%	28,138 $432,000
Q4 2018 Feb 07, 2019	BUY	$14.63 - $15.43 $46,099 - $48,619	3,151 Added 13.74%	26,081 $393,000
Q3 2018 Nov 05, 2018	BUY	$14.41 - $14.95 $9,741 - $10,106	676 Added 3.04%	22,930 $342,000
Q2 2017 Aug 07, 2017	BUY	N/A	22,254	22,254 $310,000

Others Institutions Holding MPV

# of Institutions

38

Shares Held

2.56M

Call Options Held

0

Put Options Held

0

Rivernorth Capital Management, LLC West Palm Beach, FL

435K
Shares

$7.37 Million
0.37% of portfolio
Greenwich Investment Management, Inc. Stamford, CT

342K
Shares

$5.79 Million
5.33% of portfolio
Morgan Stanley New York, NY

302K
Shares

$5.11 Million
0.0% of portfolio
Tsp Capital Management Group, LLC

296K
Shares

$5.01 Million
1.74% of portfolio
Benjamin F. Edwards & Company, Inc. St. Louis, MO

258K
Shares

$4.37 Million
0.07% of portfolio

About BARINGS PARTICIPATION INVESTORS

Ticker MPV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Barings Participation Investors is a closed ended fixed income mutual fund launched and managed by Barings LLC. The fund invests in the fixed income markets of the United States. It primarily invests in below-investment grade, long-term corporate debt obligations which are directly purchased from its issuers. The fund also seeks to invest in war...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Essex Financial Services, Inc., based on Form 13F filings with the SEC.

News

Stay updated on Essex Financial Services, Inc. with notifications on news.