Financial Architects, Inc Closed Holding Positions

Financial Architects, Inc

  • $657 Million
  • Q2 2023
Stock Closed Quarter Shares Sold Price Range Trade History
MD
Mednax, Inc.

Healthcare
Q4 2019 Filed on Feb 14, 2020
300
$21.2 - $28.4 $6.36K - $8.52K
NIO
Nio Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 14, 2020
400
$1.32 - $4.02 $528 - $1.61K
Polyone Corp
Q4 2019 Filed on Feb 14, 2020
79
N/A
TWO
Two Harbors Investment Corp.

Real Estate
Q4 2019 Filed on Feb 14, 2020
1,250
$12.99 - $15.11 $16.2K - $18.9K
AGE
Age X Therapeutics, Inc.

Healthcare
Q4 2019 Filed on Feb 14, 2020
400
$1.25 - $1.82 $500 - $728
GTX
Garrett Motion Inc.

Consumer Cyclical
Q4 2019 Filed on Feb 14, 2020
5
$8.82 - $12.1 $44.1 - $60.5
Parsley Energy Inc
Q4 2019 Filed on Feb 14, 2020
500
N/A
REZI
Resideo Technologies, Inc.

Industrials
Q4 2019 Filed on Feb 14, 2020
18
$8.77 - $15.23 $158 - $274
AOD
Aberdeen Total Dynamic Dividend Fund

Financial Services
Q4 2019 Filed on Feb 14, 2020
2,000
$8.13 - $8.97 $16.3K - $17.9K
Barclays Bk PLC
Q4 2019 Filed on Feb 14, 2020
31
N/A
BOE
Black Rock Enhanced Global Dividend Trust

Financial Services
Q4 2019 Filed on Feb 14, 2020
1,000
$10.23 - $11.08 $10.2K - $11.1K
CNTTQ
Cann Trust Holdings Inc.

Healthcare
Q4 2019 Filed on Feb 14, 2020
400
$0.77 - $1.38 $308 - $552
Capstead Mtg Corp
Q4 2019 Filed on Feb 14, 2020
1,000
N/A
CIK
Credit Suisse Asset Management Income Fund Inc

Financial Services
Q4 2019 Filed on Feb 14, 2020
4,500
$3.11 - $3.3 $14K - $14.9K
SOLOW
Electrameccanica Vehs Corp Wt

Industrials
Q4 2019 Filed on Feb 14, 2020
2,000
N/A
SOLO
Electrameccanica Vehicles Corp.

Consumer Cyclical
Q4 2019 Filed on Feb 14, 2020
2,000
$1.68 - $2.51 $3.36K - $5.02K
FTF
Franklin LTD Duration Income Trust

Financial Services
Q4 2019 Filed on Feb 14, 2020
1,500
$9.17 - $9.77 $13.8K - $14.7K
GLPI
Gaming & Leisure Properties, Inc.

Real Estate
Q4 2019 Filed on Feb 14, 2020
200
$37.82 - $43.05 $7.56K - $8.61K
GPMT
Granite Point Mortgage Trust Inc.

Real Estate
Q4 2019 Filed on Feb 14, 2020
236
$18.01 - $18.88 $4.25K - $4.46K
HL
Hecla Mining CO

Basic Materials
Q4 2019 Filed on Feb 14, 2020
11,000
$1.82 - $3.4 $20K - $37.4K
HRZN
Horizon Technology Finance Corp

Financial Services
Q4 2019 Filed on Feb 14, 2020
1,000
$11.67 - $12.93 $11.7K - $12.9K
Intec Pharma LTD Jerusalem
Q4 2019 Filed on Feb 14, 2020
5,000
N/A
Invesco Mortgage Capital Inc
Q4 2019 Filed on Feb 14, 2020
1,000
N/A
LEVI
Levi Strauss & CO

Consumer Cyclical
Q4 2019 Filed on Feb 14, 2020
200
$16.37 - $19.91 $3.27K - $3.98K
NRO
Neuberger Berman Real Estate Securities Income Fund Inc

Financial Services
Q4 2019 Filed on Feb 14, 2020
1,000
$5.49 - $5.77 $5.49K - $5.77K
Ubs Ag London Brh
Q4 2019 Filed on Feb 14, 2020
400
N/A
Vaneck Vectors ETF Tr
Q4 2019 Filed on Feb 14, 2020
100
N/A
EDV
Vanguard Extended Duration Tre

ETFs
Q4 2019 Filed on Feb 14, 2020
200
$129.98 - $145.35 $26K - $29.1K
ABR
Arbor Realty Trust Inc

Real Estate
Q4 2019 Filed on Feb 14, 2020
202
$12.92 - $15.53 $2.61K - $3.14K
BHLB
Berkshire Hills Bancorp Inc

Financial Services
Q4 2019 Filed on Feb 14, 2020
48
$28.19 - $33.39 $1.35K - $1.6K
Cambria ETF Tr
Q4 2019 Filed on Feb 14, 2020
1,745
N/A
IGR
Cbre Global Real Estate Income Fund

Financial Services
Q4 2019 Filed on Feb 14, 2020
521
$7.74 - $8.05 $4.03K - $4.19K
EIM
Eaton Vance Municipal Bond Fund

Financial Services
Q4 2019 Filed on Feb 14, 2020
1,064
$12.66 - $13.05 $13.5K - $13.9K
FXG
First Tr Exchange Traded First

ETFs
Q4 2019 Filed on Feb 14, 2020
244
$46.69 - $50.11 $11.4K - $12.2K
FXH
First Tr Exchange Trd Fd Healt

ETFs
Q4 2019 Filed on Feb 14, 2020
183
$71.67 - $84.96 $13.1K - $15.5K
Gardner Denver Hldgs Inc
Q4 2019 Filed on Feb 14, 2020
100
N/A
HPS
John Hancock Preferred Income Fund Iii

Financial Services
Q4 2019 Filed on Feb 14, 2020
200
$18.78 - $20.04 $3.76K - $4.01K
HTD
John Hancock Tax Advantaged Dividend Income Fund

Financial Services
Q4 2019 Filed on Feb 14, 2020
250
$26.57 - $28.31 $6.64K - $7.08K
Micro Focus International Pl
Q4 2019 Filed on Feb 14, 2020
20
N/A
Nuveen Diversified Div Incm
Q4 2019 Filed on Feb 14, 2020
475
N/A
OGI
Organigram Holdings Inc.

Healthcare
Q4 2019 Filed on Feb 14, 2020
200
$2.06 - $3.77 $412 - $754
Proshares Tr
Q4 2019 Filed on Feb 14, 2020
500
N/A
TMDI
Titan Medical Inc

Healthcare
Q4 2019 Filed on Feb 14, 2020
1,000
$0.42 - $1.13 $420 - $1.13K
SHAG
Wisdomtree Yield Enhanced U.S.
Q4 2019 Filed on Feb 14, 2020
195
N/A
BDN
Brandywine Realty Trust

Real Estate
Q4 2019 Filed on Feb 14, 2020
500
$14.37 - $15.75 $7.19K - $7.88K
Carbonite Inc
Q4 2019 Filed on Feb 14, 2020
200
N/A
CRWD
Crowd Strike Holdings, Inc.

Technology
Q4 2019 Filed on Feb 14, 2020
106
$45.5 - $68.78 $4.82K - $7.29K
Direxion Shs ETF Tr
Q4 2019 Filed on Feb 14, 2020
400
N/A
Dryships Inc
Q4 2019 Filed on Feb 14, 2020
218
N/A
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