Horizon Technology Finance Corp HRZN

Institutional shares held 3.07 Million

61.9K calls

45.9K puts

Total value of holdings $20.2M

$407K calls

$302K puts

Market Cap N/A

Institutional ownership N/A

# of Institutions 73

We take great care to ensure that the data presented and summarized in this overview for Horizon Technology Finance Corp is accurate and up-to-date, based on a comprehensive analysis of 13F filing forms for institutional ownership and form 4 filings for insider transactions. Please note that this data may differ from other sources and should not be relied upon as the sole basis for investment decisions.

Quarterly Institutional Activity in HRZN

Shares Bought

Shares Sold

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Top Institutions Holding HRZN

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Latest Institutional Activity in HRZN

Top Purchases

Q3 2025

Marshall Wace, LLP Shares Held: 348K ($2.29M)

333K Shares purchased

2334.93% Added

Q3 2025

Millennium Management LLC Shares Held: 180K ($1.19M)

180K Shares purchased

New Holding

Q3 2025

Green Alpha Advisors, LLC Shares Held: 500K ($3.3M)

112K Shares purchased

28.96% Added

Q3 2025

Magnetar Financial LLC Shares Held: 71.2K ($469K)

71.2K Shares purchased

New Holding

Q3 2025

Aquatic Capital Management LLC Shares Held: 64.8K ($427K)

64.8K Shares purchased

New Holding

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Top Sells

Q3 2025

Two Sigma Advisers, LP Shares Held: 30.4K ($200K)

39.9K Shares sold

56.75% Reduced

Q3 2025

Legal & General Group PLC Shares Held: 248K ($1.63M)

19.5K Shares sold

7.3% Reduced

Q3 2025

Lpl Financial LLC Shares Held: 65.4K ($431K)

18.8K Shares sold

22.36% Reduced

Q3 2025

Quantbot Technologies LP Shares Held: 10K ($66.2K)

7.29K Shares sold

42.08% Reduced

Q3 2025

Wells Fargo & Company Shares Held: 32.8K ($216K)

6.55K Shares sold

16.66% Reduced

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About HRZN

Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. It seeks to invest in companies in the United States.

Insider Transactions at HRZN

Insider Transaction List

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Date	Insider	Transaction	Ownership Type	Shares Traded	Value / Price
Dec 16 2024	Michael Balkin Director	BUY Open market or private purchase	Indirect	20,000 +50.0%	$160,000 $8.53 P/Share
Nov 25 2024	Gerald A. Michaud President	BUY Open market or private purchase	Direct	8,000 +4.51%	$72,000 $9.31 P/Share
Nov 14 2024	Joseph J Savage Director	BUY Open market or private purchase	Direct	4,500 +7.03%	$40,500 $9.2 P/Share

Nov 13 2024	Joseph J Savage Director	BUY Open market or private purchase	Direct	5,000 +8.33%	$45,000 $9.35 P/Share
Aug 05 2024	Jonathan Joseph Goodman Director	BUY Open market or private purchase	Indirect	2,313 +50.0%	$23,130 $10.81 P/Share
Aug 05 2024	Michael Balkin Director	BUY Open market or private purchase	Direct	10,000 +50.0%	$100,000 $10.58 P/Share
Mar 08 2024	Gerald A. Michaud President	BUY Open market or private purchase	Direct	3,650 +2.28%	$40,150 $11.77 P/Share
Dec 20 2022	Gerald A. Michaud President	BUY Open market or private purchase	Direct	18,250 +11.21%	$200,750 $11.03 P/Share
Dec 09 2022	Robert D. Pomeroy Jr. CEO and Chairman of the Board	BUY Open market or private purchase	Indirect	600 +6.44%	$7,800 $13.03 P/Share
Dec 09 2022	Robert D. Pomeroy Jr. CEO and Chairman of the Board	BUY Open market or private purchase	Direct	4,000 +2.26%	$52,000 $13.03 P/Share
Dec 06 2022	Gerald A. Michaud President	BUY Open market or private purchase	Direct	4,000 +3.07%	$48,000 $12.9 P/Share
Nov 16 2022	Daniel R. Trolio Executive VP and CFO	BUY Open market or private purchase	Direct	758 +24.2%	$9,854 $13.04 P/Share
Sep 29 2022	Edmund V. Mahoney Director	BUY Open market or private purchase	Direct	500 +6.52%	$4,500 $9.88 P/Share
Jun 21 2022	Robert D. Pomeroy Jr. CEO and Chairman of the Board	BUY Open market or private purchase	Direct	4,000 +2.41%	$44,000 $11.3 P/Share
May 16 2022	Joseph J Savage Director	BUY Open market or private purchase	Direct	10,000 +16.67%	$120,000 $12.23 P/Share
May 12 2022	Joseph J Savage Director	BUY Open market or private purchase	Direct	5,000 +11.11%	$55,000 $11.82 P/Share
May 10 2022	Daniel R. Trolio Executive VP and CFO	BUY Open market or private purchase	Direct	414 +21.27%	$4,968 $12.0 P/Share
May 09 2022	Gerald A. Michaud President	BUY Open market or private purchase	Direct	3,050 +2.44%	$36,600 $12.06 P/Share

May 06 2022	Robert D. Pomeroy Jr. CEO and Chairman of the Board	BUY Open market or private purchase	Indirect	1,000 +11.53%	$12,000 $12.57 P/Share
May 06 2022	Robert D. Pomeroy Jr. CEO and Chairman of the Board	BUY Open market or private purchase	Direct	4,000 +2.51%	$48,000 $12.73 P/Share

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Last 12 Months Summary

Buy / Acquisition

20K Shares

From 1 Insiders

Open market or private purchase	20K shares

Sell / Disposition

0 Shares

From 0 Insiders

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Horizon Technology Finance Corp HRZN

Quarterly Institutional Activity in HRZN

Top Institutions Holding HRZN

Latest Institutional Activity in HRZN

Top Purchases

Top Sells

About HRZN

Insider Transactions at HRZN

Insider Transaction List

Last 12 Months Summary

Track Institutional and Insider Activities on HRZN

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